Robecosam Usa, Inc. (New York)

Name: Robecosam Usa, Inc.
Address: 909 Third Avenue, New York, NY, 10022
Telephone: 212-908-0443

Robecosam Usa, Inc. is a large advisory firm based in New York. It manages $159.65 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Delaware and New York.

Robecosam Usa provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Robecosam Usa: assets under management

The assets under management (AUM) of Robecosam Usa, Inc. is $159.65 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -4% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $159.65 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $39.91 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Robecosam Usa, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Robecosam Usa, Inc.

Neil Thomas Johnson has been acting as President since 1 Sep 2010. Reto Nmn Schwager joined the executive team most recently as the Director, Chairperson, Ceo.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
William George Butterly	Chief legal officer, chief compliance officer, secretary	1 May 2007	Other	2357915
Michael Werner Baldinger	Director, ceo, head of clients & distribution	1 Oct 2009	Other	2721574
Lena Maria Teuntje Boeren	Director, chairperson	1 Feb 2010	Other	5481520
Leni Maria Boeren	Director, chairperson	1 Feb 2010	Other	5481520
Neil Thomas Johnson	Director	1 Sep 2010	Other	1892270
Robecosam Ag	Parent company	1 Jul 2012	75% - 100%	foreign
Ruud Nmn Wilders	Treasurer	1 Jun 2013	Other	6217086
Ruud Wilders	Treasurer	1 Jun 2013	Other	6217086
Reto Nmn Schwager	Director, chairperson, ceo	1 Aug 2016	Other	6686245

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Robeco Groep Nv	Share holder	1 Feb 1997	75% - 100%	foreign
Robeco Institutional Asset Management B.V.	Shareholder	1 Feb 2007	75% - 100%	foreign
Orix Corporation	Majority shareholder	1 Jul 2013	75% - 100%	13-2792249
Robeco Newco B.V.	Majority shareholder	1 Nov 2014	75% - 100%	foreign
Robeco Europe Holding B.V.	Majority shareholder	1 Feb 2015	75% - 100%	foreign

Based in New York

The principal office where Robecosam Usa, Inc. performs its advisory services is located at 909 Third Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-908-0443 or by fax 212-908-0195. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at robecosam-usa.com.