Orizon Investment Counsel LLC (Omaha)

Name: Orizon Investment Counsel LLC
Address: 16924 Frances Street, Omaha, NE, 68130 2311
Telephone: 402-330-7008

Orizon Investment Counsel LLC is a large advisory firm based in Omaha. It manages $297.06 million of regulatory assets for 1,224 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, and 7 other states.

Orizon Investment Counsel provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Orizon Investment Counsel: assets under management

The assets under management (AUM) of Orizon Investment Counsel LLC is $297.06 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 787% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $297.06 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $242.7 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Orizon Investment Counsel LLC for their services and products based on a percentage of assets under management, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Orizon Investment Counsel LLC

Orizon Investment Counsel LLC is owned by C. David Bruce. Daniel Allen Tucker has been acting as President since 1 Jan 2007. Randal Ray Korth has served as the Chief Investment Officer since 1 Oct 2010. Cheryl Renee Vohland joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gary William Lanzen	Managing member	1 Jun 2000	Other	1176078
C. David Bruce	Member	1 Jun 2000	Other	4090768
Thomas Charles Denham	Member	1 Jun 2000	25% - 50%	1694890
Gene Garrelts	Member	1 Jun 2000	Other	4090788
Keith Graeve	Member	1 Jun 2000	25% - 50%	4084791
Inc. Orizon Group	Owner	1 Jun 2000	75% - 100%	47-0829018
Daniel Allen Tucker	Vice president	1 Jul 2000	Other	2067027
Chad Alan Kampschneider	Vice president, alternative investments	1 Apr 2004	Other	2716191
Dennis Gerard Peatrowsky	Chief compliance officer and securities analyst	1 Sep 2004	Other	2390168
Daniel Allen Tucker	President	1 Jan 2007	Other	2067027
Llc Orizon	Owner	1 Dec 2009	75% - 100%	47-0829018
Randal Ray Korth	Chief investment officer	1 Oct 2010	Other	5745124
Travis James Portwood	Vice president operations & trading manager	1 Feb 2012	Other	3132716
Cheryl Renee Vohland	Chief compliance officer	1 Jul 2012	Other	4906804
C. David Bruce	Owner	1 Jul 2012	Other	4090768
Thomas Charles Denham	Owner	1 Jul 2012	Other	1694890
Gene Garrelts	Owner	1 Jul 2012	Other	4090788
Llc Mwa Oic	Owner	1 Jul 2012	50% - 75%	20-4553256

Indirect Owners

The SEC currently registers 9 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Daniel Allen Tucker	Shareholder	1 Apr 2006	Other	2067027
Lyn Rinne Jodi	Shareholder	1 Apr 2006	Other	5512584
Craig D Wilkins	Shareholder	1 Mar 2007	Other	5270573
Llc Mariner Holdings	Managing member	1 Sep 2008	75% - 100%	26-2766689
Llc Bicknell Family Holding Co.	Owner	1 Jun 2009	75% - 100%	26-0534255
Martin Christopher Bicknell	Trustee	1 Jun 2009	Other	2007121
Bicknell Family Management Company Trust	Managing member	1 Jun 2009	Other	20-7480290
William Allen Freeman	Trustee	1 Jun 2009	Other	5682255
Llc Mariner Wealth Advisors	Owner	1 Jul 2012	75% - 100%	140195

Based in Omaha

The principal office where Orizon Investment Counsel LLC performs its advisory services is located at 16924 Frances Street, Omaha, NE 68130 2311 The mailing address of the firm is 4200 West 115 Th Street, Leawood, KS 66211. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 402-330-7008 or by fax 402.691.0420. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.orizongroup.com.