M.D. Sass Tax Advantaged Bond Strategies, L.L.C. (New York)

Name: M.D. Sass Tax Advantaged Bond Strategies, L.L.C.
Address: 1185 Avenue Of The Americas, New York, NY, 10036
Telephone: 212-730-2000

M.D. Sass Tax Advantaged Bond Strategies, L.L.C. is a large advisory firm based in New York. It manages $6.08 billion of regulatory assets for 679 client accounts. It has been registered with the SEC as an adviser since 2006.

M.D. Sass Tax Advantaged Bond Strategies, L.L.C provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

M.D. Sass Tax Advantaged Bond Strategies, L.L.C: assets under management

The assets under management (AUM) of M.D. Sass Tax Advantaged Bond Strategies, L.L.C. is $6.08 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 113% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $6.08 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $8.95 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay M.D. Sass Tax Advantaged Bond Strategies, L.L.C. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at M.D. Sass Tax Advantaged Bond Strategies, L.L.C.

Hugh Roy Lamle has been acting as President since 1 May 2006. Daniel Mitchel Fishbane joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. M.D. Sass Investors Services	Member	1 May 2006	75% - 100%	110590
Martin Douglas Sass	Chairman and chief executive officer	1 May 2006	Other	411144
Hugh Roy Lamle	President	1 May 2006	Other	301153
Bobby Liu	General counsel	1 May 2006	Other	4771903
Robert William Francess	Senior vice president, chief financial officer	1 May 2006	Other	4083944
Susan Garrison Hickey	Chief compliance officer	1 May 2006	Other	1285201
James Hamilton Evans	Senior portfolio manager, senior vice president	1 May 2006	Other	1680973
Robert Martindill Salmon	Chief operating officer	1 May 2006	Other	4649300
Llc 1185 Advisors	Member	1 Jun 2006	25% - 50%	1680973
Robert Martindill Salmon	Senior vice president	1 Sep 2006	Other	4649300
Holly Hylton Miller	Sr. vice president, chief operating officer	1 Sep 2006	Other	1825978
Scott D Arden	Chief financial officer	1 Mar 2007	Other	1939543
Daniel Mitchel Fishbane	Chief financial officer	1 Jan 2008	Other	1995007

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Martin Douglas Sass	Shareholder	1 Mar 1972	50% - 75%	411144
Hugh Roy Lamle	Shareholder	1 Apr 1974	25% - 50%	301153
James Hamilton Evans	Member	1 Jun 2006	75% - 100%	1680973

Based in New York

The principal office where M.D. Sass Tax Advantaged Bond Strategies, L.L.C. performs its advisory services is located at 1185 Avenue Of The Americas, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-730-2000 or by fax 212-843-5949. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at to be established.