Gam Investment Managers Limited (London)


Gam Investment Managers Limited is a large advisory firm based in London. It manages $12.1 billion of regulatory assets for 44 client accounts. It has been registered with the SEC as an adviser since 2010.

Gam Investment Managers Limited provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gam Investment Managers Limited: assets under management

The assets under management (AUM) of Gam Investment Managers Limited is $12.1 billion, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $12.1 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $275.01 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gam Investment Managers Limited for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gam Investment Managers Limited

Andrew Nmn Hanges has been acting as President since 1 May 2009. Nikki Michelle Cagan joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Timothy Christopher Ashley Haywood Director and chief executive officer 1 Jan 2007 Other 4344673
Andrew Nmn Hanges Director 1 May 2009 Other 4393237
Craig Brian Wallis Director 1 May 2009 Other 5152790
Gam (Uk) Ltd Shareholder 1 May 2009 75% - 100% n/a
Andrew Michael Wills Director 1 Jun 2009 Other 4393843
Scott Nmn Sullivan Director 1 Jun 2009 Other 4869477
Nikki Michelle Cagan Chief compliance officer 1 Jul 2009 Other 5487105

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Gam Group Ag Shareholder of gam (uk) limited 1 Jul 2002 75% - 100% n/a
Gam Holding Limited Shareholder of gam group ag 1 Dec 2005 75% - 100% n/a

Based in London

The principal office where Gam Investment Managers Limited performs its advisory services is located at 12 St James's Place, London, Sw1 A 1 Nx, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +44 (0) 20 7493 9990 or by fax + 44 (0) 20 7499 9114. The normal business hours are 9:00 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at www.augustus.co.uk.