Fc Capital Management LLC (Charlotte)

Name: Fc Capital Management LLC
Address: 525 North Tryon Street, Charlotte, NC, 28202
Telephone: 704-414-2880

Fc Capital Management LLC is a large advisory firm based in Charlotte. It manages $1.23 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of North Carolina.

Fc Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fc Capital Management: assets under management

The assets under management (AUM) of Fc Capital Management LLC is $1.23 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 261% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.23 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $205.2 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Fc Capital Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Fc Capital Management serves?

The only and largest group of clients of Fc Capital Management is pooled investment vehicles with 6 clients and $1.23 billion of assets under management. Among the 8 most similar advisory firms, Fc Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.23 billion for 6 clients. None of the firm’s clients are foreign persons or businesses.

Fc Capital Management also advises several private funds. Namely, six private equity funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $5,000,000.

Careers at Fc Capital Management LLC

The company employs 29 people that are either part- or full-time employees. 62 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Andrew David Lindner	Managing partner	1 Jul 1999	25% - 50%	2068880
Richard Thomas Maclean	Managing partner	1 Oct 1999	25% - 50%	6023394
Lori Phillips Shell	Cfo/cco	1 Sep 2007	Other	6023410
Goldpark Limited	Member	1 Feb 2012	25% - 50%	foreign entity

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Usina Holdings (Ptc) Limited	Sole trustee	1 Feb 2007	75% - 100%	foreign entity
The Usina Trust 3	Owner	1 Feb 2012	75% - 100%	foreign entity

Based in Charlotte

The principal office where Fc Capital Management LLC performs its advisory services is located at 525 North Tryon Street, Charlotte, NC 28202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 704-414-2880 or by fax 704-414-2881. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at frontiercapital.com and its LinkedIn profile.