Booth Financial Corp (Lodi)

Booth Financial Corp is a large advisory firm based in Lodi. It manages $113.51 million of regulatory assets for 126 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Booth Financial Corp provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Booth Financial Corp: assets under management

The assets under management (AUM) of Booth Financial Corp is $113.51 million. The firm's AUM has gone down by -34% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $37.99 million in discretionary accounts and $75.52 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $513.37 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.45 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Booth Financial Corp for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Booth Financial Corp

Paul Douglas Booth has been acting as President since 1 Apr 1993. Julie Elise Boatman joined the executive team most recently as the Director Of Equities, Research.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Paul Douglas Booth	President	1 Apr 1993	75% - 100%	1082264
Julie Elise Boatman	Director of equities, research	1 Mar 1999	Other	1220559

Based in Lodi

The principal office where Booth Financial Corp performs its advisory services is located at 1420 South Mills Avenue, Lodi, CA 95240 The mailing address of the firm is Pmb 143, 1040 W.Kettleman Lane, Lodi, CA 95240. It doesn’t run an office outside of the United States.