Cairn Financial Products Limited (London)

Name: Cairn Financial Products Limited
Address: 27 Knightsbridge, London, Sw1 X 7 Ly
Telephone: 44-20-7259-4800

Cairn Financial Products Limited is an adviser based in London. It manages $26.29 billion of regulatory assets for 30 client accounts. It has been registered with the SEC as an adviser since 2006.

Cairn Financial Products Limited provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cairn Financial Products Limited: assets under management

The assets under management (AUM) of Cairn Financial Products Limited is $26.29 billion. The firm's AUM has grown by 2091% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.88 billion in discretionary accounts and $22.41 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $228.02 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.72 billion.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cairn Financial Products Limited for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cairn Financial Products Limited

Timothy James Albert Frost has been acting as President since 1 Jul 2004. Her Majesty's Treasury joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Cairn Capital Limited	Sole shareholder	1 Sep 2003	75% - 100%	foreign
Paul William Campbell	Chief executive officer and director	1 Oct 2003	Other	5079231
David Anthony Littlewood	Director	1 Oct 2003	Other	5079233
David Quixano Henriques	Director	1 Oct 2003	Other	5079244
Robert Pierce Jones	Chief compliance officer and director	1 Apr 2004	Other	5079234
Timothy James Albert Frost	Director	1 Jul 2004	Other	1760024
Adrian Denis Headon	Chief financial officer	1 Aug 2004	Other	5079232
James Titheradge Starky	Chief legal officer	1 Apr 2005	Other	5079235
Christopher Robert Bentley	Chief operations officer	1 Jun 2005	Other	5083344

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
The Royal Bank Of Scotland Group Plc	Sole shareholder	1 Apr 1969	75% - 100%	foreign
The Royal Bank Of Scotland Plc	Shareholder - ordinary shares	1 May 1994	75% - 100%	foreign
The Royal Bank Of Scotland Plc	Shareholder - a ordinary shares	1 Jan 2000	25% - 50%	foreign
Star Capital Partners Limited	Shareholder - class a shares	1 Feb 2004	25% - 50%	foreign
R.B.S. Special Investments Limited	Shareholder - class a shares	1 Feb 2004	25% - 50%	foreign
Star Capital Partners Investments Llp	Shareholder - class a shares	1 Mar 2007	25% - 50%	foreign
The Royal Bank Of Scotland Plc	Shareholder	1 Mar 2007	25% - 50%	foreign
Her Majesty's Treasury	Shareholder	1 Dec 2008	50% - 75%	foreign

Based in London

The principal office where Cairn Financial Products Limited performs its advisory services is located at 27 Knightsbridge, London, Sw1 X 7 Ly, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 44-20-7259-4800 or by fax 44-20-7259-4899. The normal business hours are 8.00 am to 6.00 pm on Monday - Friday. You can find more information about the New York firm at www.cairncapital.com.