Mutual Of America Capital Management LLC (New York)

Name: Mutual Of America Capital Management LLC
Address: 320 Park Avenue, New York, NY, 10022 6839
Telephone: 212-224-1900

Mutual Of America Capital Management LLC is a large advisory firm based in New York. It manages $16.57 billion of regulatory assets for 58 client accounts. It has been registered with the SEC as an adviser since 2014.

Mutual Of America Capital Management provides portfolio management for investment companies and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mutual Of America Capital Management: assets under management

The assets under management (AUM) of Mutual Of America Capital Management LLC is $16.57 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 27% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $16.57 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $285.76 million each.

Investments

The firm invests in investment grade corporate bonds the most. They account for 49% of the total AUM. The second-largest asset type is government bonds, which make up 40% of the firm’s portfolio. Investments in non-investment grade corporate bonds form 6% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Mutual Of America Capital Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Thomas John Dillman serves?

The firm provides services to insurance companies, investment companies, charitable organizations, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Thomas John Dillman is insurance companies with 1 clients and $8.23 billion of assets under management. Among the 12 most similar advisory firms, Mutual Of America Capital Management has the highest percentage of insurance companies out of all clients.

The amount of regulatory assets under management is $16.56 billion for 19 clients. None of the firm’s clients are foreign persons or businesses.

Mutual Of America Capital Management doesn't advise any private funds.

Careers at Mutual Of America Capital Management LLC

The company employs 33 people that are either part- or full-time employees. 70 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Thomas John Dillman has been acting as President since 1 Feb 2011. Stephen Rich joined the executive team most recently as the President And Chief Equity Strategist.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Xavier Chandler	Board manager	1 Nov 1993	Other	1477270
Nathaniel Alonzo Davis	Board manager	1 Feb 1996	Other	4350252
James Edward Quinn	Board manager	1 Sep 1998	Other	4350275
Mutual Of America Holding Company Llc	Member	1 Oct 2000	75% - 100%	13-3395046
Theresa A Bischoff	Board manager	1 Nov 2000	Other	4350239
Alfred Smith	Board manager	1 Jun 2001	Other	1681387
Christopher Clarkson Quick	Board manager	1 Oct 2005	Other	2314369
John Richard Greed	Senior executive vice president/chief financial officer	1 Nov 2007	Other	3167565
John James Stack	Board manager	1 Jun 2008	Other	2474867
Noreen Marie Culhane	Board manager	1 May 2009	Other	5679826
John Joseph Corrigan	Executive vice president/internal auditor	1 Mar 2010	Other	5634655
Kathryn Anne Lu	Executive vice president/chief compliance officer	1 Mar 2010	Other	5605579
Mirghavamaddin Bozorgmir	Chairman and chief executive officer	1 Feb 2011	Other	1348514
Robert Charles Golden	Board manager	1 Feb 2011	Other	857854
Thomas John Dillman	President	1 Feb 2011	Other	4211818
James Joseph Roth	Sr. executive vice president & general counsel	1 Mar 2013	Other	5257531
John Edward Haire	Board manager	1 Jul 2014	Other	6386564
Chris Warren Festog	Executive vice president & chief financial officer	1 Mar 2015	Other	5688126
Chris Warren Festog	Senior executive vice president & chief financial officer	1 Mar 2017	Other	5688126
Diana Helen Glynn	Senior vice president and internal auditor	1 Mar 2017	Other	6779204
Stephen Rich	President and chief equity strategist	1 Mar 2018	Other	2605560
Joseph Robert Gaffoglio	Executive vice president and chief operating officer	1 Mar 2018	Other	4410999
Michelle Anne Rozich	Senior vice president and internal auditor	1 Mar 2018	Other	6951686

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Mutual Of America Life Insurance Company	Member	1 Oct 2000	75% - 100%	15356

Based in New York

The principal office where Mutual Of America Capital Management LLC performs its advisory services is located at 320 Park Avenue, New York, NY 10022 6839, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-224-1900 or by fax 212-224-2411. The normal business hours are 9 a.m. to 5 p.m. on Monday - Friday. You can find more information about the New York firm at capitalmanagementcorp.com.