Ttp Investments, Inc. (San Jose)

Name: Ttp Investments, Inc.
Address: 1978 The Alameda, San Jose, CA, 95126
Telephone: 408-879-0399

Ttp Investments, Inc. is a large advisory firm based in San Jose. It manages $154.35 million of regulatory assets for 675 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of California, New Hampshire, and Texas.

Ttp Investments provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 10 clients. On top of advisory services, the firm also engages as tax preparation.

Ttp Investments: assets under management

The assets under management (AUM) of Ttp Investments, Inc. is $154.35 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 50% since the beginning of its operation, and $534.53 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $154.35 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $228.67 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 48% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 39% of the firm’s portfolio. Investments in exchange traded securities form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ttp Investments, Inc. for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ttp Investments serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Ttp Investments is individuals with 361 clients and $97 million of assets under management. Among the 13 most similar advisory firms, Ttp Investments has the 4th highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $154.35 million for 394 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 3% of the firm’s clients are foreign persons or businesses.

Ttp Investments doesn't advise any private funds.

Careers at Ttp Investments, Inc.

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Harris Wayne Willner	President & owner	1 Feb 2016	75% - 100%	3146767
Harrison Clay Willner	Chief compliance officer	1 Feb 2016	Other	6171789
Douglas Nelson Tyre	Chief compliance officer	1 Aug 2017	Other	4556156
Lawrence William Clay	Chief compliance officer	1 Nov 2018	Other	3034922
Jay Wilson Haas	Chief compliance officer	1 Jul 2019	Other	4123504

Based in San Jose

The principal office where Ttp Investments, Inc. performs its advisory services is located at 1978 The Alameda, San Jose, CA 95126, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 408-879-0399 or by fax 408-377-2456. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at ttp-investments.com.