Sustainable Insight Capital Management, LLC (New York)

Name: Sustainable Insight Capital Management, LLC
Address: 261 Fifth Avenue, New York, NY, 10016
Telephone: 646-790-4800

Sustainable Insight Capital Management, LLC is a large advisory firm based in New York. It manages $189.55 million of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of New York and North Carolina.

Sustainable Insight Capital Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sustainable Insight Capital Management: assets under management

The assets under management (AUM) of Sustainable Insight Capital Management, LLC is $189.55 million. The firm's AUM has grown by 94% since the beginning of its operation, and $8.94 million of the total AUM is attributable to clients outside of the United States.

The firm manages $143.74 million in discretionary accounts and $45.81 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $11.98 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $22.9 million.

Sustainable Insight Capital Management has custody of $136.12 million in cash and securities for 10 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 98% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 2% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sustainable Insight Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Kevin Edward Parker serves?

The firm provides services to pooled investment vehicles and state or municipal government entities. The largest group of clients of Kevin Edward Parker is pooled investment vehicles with 10 clients and $136.12 million of assets under management. Among the 14 most similar advisory firms, Sustainable Insight Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $143.74 million for 12 clients. 3% of the firm’s clients are foreign persons or businesses.

Sustainable Insight Capital Management also advises several private funds. Namely, ten other private funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Sustainable Insight Capital Management, LLC

The company employs 8 people that are either part- or full-time employees. 63 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Kevin Edward Parker has been acting as President since 1 Dec 2012. Cork Inc. joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Sicm Management	Member	1 Dec 2012	50% - 75%	46-1744917
Pacific Sequoia Holdings Llc	Member	1 Dec 2012	Other	81-0616286
Llc Spering	Member	1 Dec 2012	Other	38-1359217
Kevin Edward Parker	Chief executive officer/director	1 Dec 2012	Other	1412389
William Bernard Orum	Director	1 Dec 2012	Other	4567370
Robert Manilla	Director	1 Dec 2012	Other	6172658
George Finley Parker	General counsel/chief compliance officer	1 Dec 2012	Other	2783679
John Russell Nolan	Chief operating officer	1 Dec 2012	Other	1334244
Llc Sustainable Insight Capital Management	Owner (sustainable insight capital management (australia) pty limited)	1 Jan 2013	75% - 100%	166616
Llc Sustainable Insight Capital Management	Partner (sustainable insight capital management llp)	1 Feb 2013	75% - 100%	166616
John D Willis	Director, partner (sustainable insight capital management llp)	1 May 2013	Other	6207741
Capricorn Investment Group Llc	Member	1 Jul 2013	Other	147417
George Finley Parker	Chief operating officer, general counsel & chief compliance officer	1 May 2014	Other	2783679
Cork Inc.	Member	1 Aug 2016	Other	81-3540845

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Jeffrey Stuart Skoll	Managing member	1 May 2003	75% - 100%	5582101
Jeffrey Stuart Skoll	Managing member	1 Oct 2003	75% - 100%	5582101
Jeffrey Stuart Skoll	Member	1 Sep 2007	50% - 75%	5582101
The Kresge Foundation	Managing member	1 Dec 2012	75% - 100%	38-1359217
Dermot F Desmond	Shareholder	1 Aug 2016	75% - 100%	5036521

Based in New York

The principal office where Sustainable Insight Capital Management, LLC performs its advisory services is located at 261 Fifth Avenue, New York, NY 10016, which is also the mailing address of the firm. An additional office of the firm is in Winston Salem, NC. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-790-4800. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at sicm.com.