Qu Capital Management, LLC (New York)

Name: Qu Capital Management, LLC
Address: 875 Third Avenue, New York, NY, 10022 6225
Telephone: 212-203-3894

Qu Capital Management, LLC is a mid-sized advisory firm based in New York. It manages $25 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of New York.

Qu Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Qu Capital Management: assets under management

The assets under management (AUM) of Qu Capital Management, LLC is $25 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $25 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.25 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Qu Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Qu Capital Management serves?

The only and largest group of clients of Qu Capital Management is pooled investment vehicles with 4 clients and $25 million of assets under management. Among the 8 most similar advisory firms, Qu Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $25 million for 4 clients. 50% of the firm’s clients are foreign persons or businesses.

Qu Capital Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $250,000 for each fund.

Careers at Qu Capital Management, LLC

The company employs 8 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Alexander Price	Chief executive officer and chief investment officer	1 Dec 2017	25% - 50%	6929690
Lucas Schuermann	Chief technology officer and chief investment officer	1 Dec 2017	25% - 50%	6685140
Edward Yu	Chief risk officer and chief investment officer	1 Dec 2017	25% - 50%	6929699
Cassondra E Joseph	Chief compliance officer	1 Feb 2018	Other	4984091
Daniel Nikci	Chief financial officer	1 Feb 2018	Other	5255488

Based in New York

The principal office where Qu Capital Management, LLC performs its advisory services is located at 875 Third Avenue, New York, NY 10022 6225, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-203-3894 or by fax 315-293-2280. The normal business hours are 9am et - 5pm et on Monday - Friday. You can find more information about the New York firm at qu.capital.