Bear, Stearns & Co. Inc. (New York)

Name: Bear, Stearns & Co. Inc.
Address: 383 Madison Avenue, New York, NY, 10179
Telephone: 212-272-2000

Bear, Stearns & Co. Inc. is a large advisory firm based in New York. It manages $11.92 billion of regulatory assets for 25,354 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arkansas, and 46 other states.

Bear, Stearns & provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bear, Stearns &: assets under management

The assets under management (AUM) of Bear, Stearns & Co. Inc. is $11.92 billion. The firm's AUM has grown by 386% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $5.05 billion in discretionary accounts and $6.87 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $774.12 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $364.93 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Bear, Stearns & Co. Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Bear, Stearns & Co. Inc.

Denis Alan Bovin has been acting as President since 1 Oct 1997. Jp Morgan Chase & Co joined the executive team most recently as the Stock Holder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Elliot Cayne	President, ceo, director	1 Aug 1985	Other	43656
Alan Courtney Greenberg	Director, chairman of the board	1 Aug 1985	Other	228698
The Bear Stearns Companies Inc.	Stockholder	1 Oct 1985	75% - 100%	13-3286161
The Bear Stearns Companies Llc	Stockholder	1 Oct 1985	75% - 100%	13-3286161
Michael John Abatemarco	Controller, assistant secretary	1 Apr 1987	Other	1728884
Kenneth Lewis Edlow	Secretary	1 Apr 1987	Other	75586
Alan David Schwartz	Evp, director	1 Sep 1989	Other	416184
George Sarner	Dsrop	1 Feb 1991	Other	411042
Warren Jeffrey Spector	Evp, director	1 Nov 1992	Other	1216931
John Laurence Knight	Director	1 Sep 1995	Other	1663617
Mark Ellis Lehman	Director, evp, clo, general counsel	1 Sep 1995	Other	1367558
Nicholas Anthony Schettino	Esrop, ecrop	1 Oct 1995	Other	718779
Steven Alan Urcia	Dcrop	1 Oct 1995	Other	865215
Denis Alan Bovin	Director	1 Oct 1997	Other	27112
Peter David Cherasia	Director	1 Oct 1997	Other	2101551
Ralph Raffiel Cioffi	Director	1 Oct 1997	Other	707240
Barry Joseph Cohen	Director	1 Oct 1997	Other	1060064
Wendy Lynne Demonchaux	Director	1 Oct 1997	Other	1577389
Daniel Leonard Keating	Director	1 Oct 1997	Other	265802
David Alan Liebowitz	Director	1 Oct 1997	Other	1163660
Bruce Michael Lisman	Director	1 Oct 1997	Other	310689
Roland Nicholas Livney	Director	1 Oct 1997	Other	1159323
Jeffrey Alan Mayer	Director	1 Oct 1997	Other	1669852
Michael Minikes	Treasurer, director	1 Oct 1997	Other	1204499
Samuel Leonard Molinaro	Cfo, director, senior vp - finance	1 Oct 1997	Other	2414084
Donald Robert Mullen	Director	1 Oct 1997	Other	1209578
Fares Doureid Noujaim	Director	1 Oct 1997	Other	1491020
Craig Michael Overlander	Director	1 Oct 1997	Other	1063631
Stephen Edward Raphael	Director	1 Oct 1997	Other	371036
Edward John Rosenwald	Vice chairman of the board, director	1 Oct 1997	Other	404784
Robert Meyer Steinberg	Director	1 Oct 1997	Other	434864
Wei Donald Tang	Director	1 Oct 1997	Other	1805501
Michael L Tarnopol	Vice chairman of the board, director	1 Oct 1997	Other	442662
Michael James Urfirer	Director	1 Oct 1997	Other	1199849
Eli Wachtel	Director	1 Oct 1997	Other	1000947
Uzi Zucker	Director	1 Oct 1997	Other	477264
Bruce Edward Geismar	Director, coo	1 Jul 1999	Other	1112574
Allen Bernard Holeman	Cco	1 Jul 2000	Other	1060910
Richard Ray Lindsey	Director	1 Jan 2001	Other	3220948
James Elliot Cayne	Ceo, chairman of the board, director	1 Jun 2001	Other	43656
Alan Courtney Greenberg	Director	1 Jun 2001	Other	228698
Alan David Schwartz	Co-president and co-chief operating officer, director	1 Jun 2001	Other	416184
Warren Spector	Co-president and co-chief operating officer, director	1 Jun 2001	Other	1216931
Steven Lindsey Begleiter	Director	1 Dec 2001	Other	1496451
Kathryn Ryan Booth	Director	1 Dec 2001	Other	854962
Steven Daniel Meyer	Director	1 Dec 2001	Other	1455831
Aldo Parcesepe	Director	1 Dec 2001	Other	356255
Jeffrey Herbert Urwin	Director	1 Dec 2001	Other	2442113
Samuel Leonard Jr Molinaro	Cfo, director, executive vice president	1 Dec 2001	Other	2414084
Allen Bernard Holeman	Cco, esrop, ecrop	1 Apr 2002	Other	1060910
Kenneth Cowin	Cco	1 Jul 2002	Other	865197
Steven Alan Urcia	Dcrop, esrop	1 Sep 2002	Other	865215
Scott Kevin Shaw	Chief compliance officer, ecrop	1 Sep 2002	Other	1269634
Michael Patrick Wright	Ecrop	1 Jan 2003	Other	1559052
Fares Doureid Noujaim	Vice chairman, director	1 Jan 2003	Other	1491020
Steven Mark Dantus	Director	1 Jan 2003	Other	844423
Robert Evans Foran	Director	1 Jan 2003	Other	1699755
Thomas Francis Marano	Director	1 Jan 2003	Other	1216990
Steven Alan Urcia	Esrop	1 Feb 2003	Other	865215
Marshall J Levinson	Controller	1 Jul 2003	Other	1718018
Jeffrey Mark Farber	Controller, assistant secretary	1 Jan 2004	Other	4192238
James Francis Egan	Director	1 Jan 2004	Other	1531673
Thomas Moncure Flexner	Director	1 Jan 2004	Other	2470955
Gregory Augustine Hanley	Director	1 Jan 2004	Other	1142775
Michael Samuel Solender	General counsel	1 Feb 2004	Other	4509548
Wei Donald Tang	Vice chairman of the board, director	1 May 2004	Other	1805501
Beth Louise Golden	Global head of compliance	1 Sep 2004	Other	4854038
Tracy Ann Lowery Whille	Chief compliance officer	1 Sep 2005	Other	2872693
David H Glaser	Director	1 Jan 2006	Other	1999710
Michael John Alix	Director	1 Jan 2006	Other	2114846
Jeffrey Louis Verschleiser	Director	1 Jan 2006	Other	2434901
Michael Benjamin Nierenberg	Director	1 Jan 2006	Other	1761646
Robert N.M. Upton	Treasurer	1 Apr 2006	Other	4492786
Edward Almeida	Chief operations officer	1 Jan 2007	Other	2094057
Michel Marie Peretie	Director	1 Jan 2007	Other	5280524
Wendy Wei Kong	Ecrop	1 Aug 2007	Other	2653550
Michael George Ferguson	Esrop	1 Aug 2007	Other	2319555
Jeffrey Alan Mayer	Executive vice president, director	1 Aug 2007	Other	1669852
Samuel Leonard Jr Molinaro	Cfo, director, executive vice president, chief operating officer	1 Aug 2007	Other	2414084
Alan David Schwartz	President, director	1 Aug 2007	Other	416184
Charles Joseph Slavinsky	Ecrop	1 Nov 2007	Other	2807658
Alan David Schwartz	Ceo, president, director	1 Jan 2008	Other	416184
Wendy Wei Kong	Ecrop	1 Feb 2008	Other	2653550
Steven Davis Black	Ceo	1 Jun 2008	Other	801694
Carlos M Hernandez	President	1 Jun 2008	Other	2647255
Mary Elizabeth Erdoes	Director	1 Jun 2008	Other	xxx-xx-xxxx
Margaret Mary Sullivan	Chief operations officer	1 Jun 2008	Other	1940830
Douglas Lee Braunstein	Director	1 Jun 2008	Other	1542814
Philip Francis Bleser	Director	1 Jun 2008	Other	4506044
Gregory Jude Johnson	Chief compliance officer	1 Jun 2008	Other	2611617
James Michael Collins	Chief financial officer	1 Jun 2008	Other	2725065
Barry Sommers	Director	1 Jun 2008	Other	2301454
Anthony James Horan	Secretary	1 Jun 2008	Other	1970798
Lisa Joan Fitzgerald	Treasurer	1 Jun 2008	Other	1542376
Diane M Genova	Chief legal officer	1 Jun 2008	Other	xxx-xx-xxxx
Jp Morgan Chase & Co	Stock holder	1 Jul 2008	75% - 100%	13-2624428

Based in New York

The principal office where Bear, Stearns & Co. Inc. performs its advisory services is located at 383 Madison Avenue, New York, NY 10179 The mailing address of the firm is 115 South Jefferson Road, Whippany, NJ 07981. An additional office of the firm is in Atlanta, GA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-272-2000 or by fax 973-793-2209. The normal business hours are 9 a.m. to 5 p.m. on Monday - Friday. You can find more information about the New York firm at www.bearstearns.com.