Presidium Retirement Advisers, Inc. (Charlotte)

Name: Presidium Retirement Advisers, Inc.
Address: 13024 Ballantyne Corporate Place, Charlotte, NC, 28277
Telephone: 866-371-2399

Presidium Retirement Advisers, Inc. is a large advisory firm based in Charlotte. It manages $111.99 million of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of North Carolina and South Carolina.

Presidium Retirement Advisers provides portfolio management for businesses and institutional clients and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Presidium Retirement Advisers: assets under management

The assets under management (AUM) of Presidium Retirement Advisers, Inc. is $111.99 million. The firm's AUM has gone down by -69% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $16.29 million in discretionary accounts and $95.69 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $16.29 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $13.67 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Presidium Retirement Advisers, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Presidium Retirement Advisers, Inc.

Iii James Thomas Comer has been acting as President since 1 Sep 2005. Matthew Scott Chambers joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Anne Nickell Comer	Cfo	1 Sep 2005	25% - 50%	5013546
Iii James Thomas Comer	President	1 Sep 2005	25% - 50%	840267
Ricky Gene Canipe	Chief investment strategist/chief compliance officer	1 Sep 2005	50% - 75%	4488122
Drew Waterbury	Advisor	1 Dec 2007	Other	1402963
Iii James Thomas Comer	Consultant	1 Jan 2008	25% - 50%	840267
Anne Nickell Comer	Shareholder	1 Aug 2009	25% - 50%	5013546
Anne Nickell Comer	Director of institutional consultant	1 Oct 2009	Other	5013546
Patrick Medard Dennis	Chief compliance officer	1 Oct 2009	Other	3039763
Breen Financial Corporation	Shareholder	1 Jan 2015	75% - 100%	116296
Anne Nickell Comer	Director of institutional consulting; vice president	1 Jan 2015	Other	5013546
Robert Joseph Cannon	Chief executive officer	1 Feb 2015	Other	2431473
Matthew Scott Chambers	Chief compliance officer	1 Mar 2015	Other	6448018

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Robert Joseph Cannon	Member	1 Apr 1999	50% - 75%	2431473
Horizon Investments Llc	Owner of breen financial corp	1 Jan 2015	75% - 100%	109552

Based in Charlotte

The principal office where Presidium Retirement Advisers, Inc. performs its advisory services is located at 13024 Ballantyne Corporate Place, Charlotte, NC 28277, which is also the mailing address of the firm. An additional office of the firm is in Gastonia, NC. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 866-371-2399 or by fax 704-544-2883. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at presidiumadvisers.com.