Windhorse Capital Management, LLC (Cambridge)

Name: Windhorse Capital Management, LLC
Address: 85 Sparks St, Cambridge, MA, 02138
Telephone: 617-850-9161

Windhorse Capital Management, LLC is an adviser based in Cambridge. It manages $34.31 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of Massachusetts.

Windhorse Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Windhorse Capital Management: assets under management

The assets under management (AUM) of Windhorse Capital Management, LLC is $34.31 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -81% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $34.31 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $8.58 million each.

Windhorse Capital Management has custody of $34.31 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Windhorse Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Windhorse Capital Management serves?

The only and largest group of clients of Windhorse Capital Management is pooled investment vehicles with 4 clients and $34.31 million of assets under management. Among the 1 most similar advisory firms, Windhorse Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $34.31 million for 4 clients. None of the firm’s clients are foreign persons or businesses.

Windhorse Capital Management also advises several private funds. Namely, four other private funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $5,000,000.

Careers at Windhorse Capital Management, LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Andrew Salem	Elected manager, member and chief investment officer	1 Jan 2011	Other	2396174
Tyler Neal Ayer	Elected manager and member	1 Jan 2011	Other	5961637
Richard Mark Salem	Elected manager, member and chairman	1 Jan 2011	25% - 50%	5961640
Richard Joseph Ganong	Partner	1 Jan 2011	Other	1760036
Tyler Ayer	Partner and chief compliance officer	1 Jan 2011	Other	5961637
Richard Salem	Partner and chairman	1 Jan 2011	25% - 50%	5961640
Edward Patrick Meissner	Elected manager, member and chief compliance officer	1 Mar 2013	Other	4919637
Matthew B Bank	Member	1 Jan 2014	Other	5019752
Kevin P King	Member	1 Jan 2014	Other	5189843
Robert Page Inches	Elected manager and member	1 Jan 2015	Other	1766616
Johannes Christian Reuter	Member	1 Jan 2016	Other	4984986
Rodney Louis Goldstein	Elected manager, member and managing director	1 Jan 2016	Other	6011240
Rodney Louis Goldstein	Elected manager, member and managing director, chief compliance officer	1 Jan 2017	Other	6011240

Based in Cambridge

The principal office where Windhorse Capital Management, LLC performs its advisory services is located at 85 Sparks St, Cambridge, MA 02138 The mailing address of the firm is 1560 Insurance Lane, Charlottesville, VA 22911. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-850-9161. The normal business hours are 8:30-5:00 pm on Monday - Friday. You can find more information about the New York firm at windhorsegroup.com/.