Capvest Limited (London)

Capvest Limited is a large advisory firm based in London. It manages $930.38 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2006.

Capvest Limited provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Capvest Limited: assets under management

The assets under management (AUM) of Capvest Limited is $930.38 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Capvest Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Capvest Limited

Win Jay Neuger has been acting as President since 1 Aug 1999. Legis Group Limited joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Wellington 1998 Trust	Owner	1 Aug 1999	25% - 50%	foreign
The Harden Settlement	Owner	1 Aug 1999	25% - 50%	foreign
Randl Louis Shure	Managing director and chief financial officer	1 Aug 1999	Other	1946457
Win Jay Neuger	Director	1 Aug 1999	Other	4088949
Edward Easton Matthews	Director	1 Aug 1999	Other	1608873
Aig Global Asset Management Holdings Corp.	Owner	1 Aug 1999	50% - 75%	98-0224531
Seamus Phillip Fitzpatrick	Director and chief compliance officer	1 Aug 1999	Other	5114855

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
William T. Mcintyre	Trustee	1 Mar 1998	Other	5125834
Aig Group Inc.	Owner	1 Aug 1999	75% - 100%	98-0224531
Legis Trust Limited	Trustee	1 Apr 2003	Other	foreign
Legis Group Limited	Owner	1 Jun 2005	75% - 100%	foreign

Based in London

The principal office where Capvest Limited performs its advisory services is located at 4 Th Floor, 100 Pall Mall, London, Sw14 5 Nq, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 44-207-389-7940 or by fax 44-207-389-7901. The normal business hours are 8:30-6:00 on Monday - Friday.