Northern Neck Investors LLC (Boston)

Northern Neck Investors LLC is a large advisory firm based in Boston. It manages $1.71 billion of regulatory assets for 30 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of Massachusetts.

Northern Neck Investors provides portfolio management for pooled investment vehicles, selection of other advisers, and portfolio management for employee securities companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Northern Neck Investors: assets under management

The assets under management (AUM) of Northern Neck Investors LLC is $1.71 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -55% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.71 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $56.98 million each.

Northern Neck Investors has custody of $1.32 billion in cash and securities for 30 clients in total and its related person acts as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Northern Neck Investors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Northern Neck Investors LLC

Paul L. (Mi Only) Mucci has been acting as President since 1 Nov 2007. Jay (Nmn) Freedman joined the executive team most recently as the Member & Assistant Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James C (Mi Only) Curvey	Member	1 May 1998	Other	2293087
Timothy T (Mi Only) Hilton	Member & director	1 May 1998	Other	4380805
John J (Mi Only) Remondi	Member & director	1 May 1998	Other	4348172
Abigail Pierrepont Johnson	Member & director	1 May 1998	Other	4340399
Abigail P Johnson	Member	1 May 1998	Other	4340399
Kenneth Alan Rathgeber	Chief compliance officer	1 Oct 2004	Other	2400619
Jay (Nmn) Freedman	Member	1 Feb 2006	Other	2762408
Edward Crosby Johnson	Sole trustee to johnson fimcorp trusts 1, 2, and 3	1 Mar 2006	Other	1492513
Johnson Fimcorp Trust 1	Member	1 Mar 2006	Other	20-6809402
Johnson Fimcorp Trust 2	Member	1 Mar 2006	Other	20-6811609
Johnson Fimcorp Trust 3	Member	1 Mar 2006	Other	20-6811617
Ecjmaj Fimcorp Trust	Member	1 Mar 2006	Other	20-6864427
Eljrck Fimcorp Trust	Member	1 Mar 2006	Other	20-6864448
Edward C (Mi Only) Johnson Iv	Director, sole trustee to ecjmaj fimcorp trust	1 Mar 2006	Other	5305256
Elizabeth L (Mi Only) Johnson	Sole trustee to eljrck fimcorp trust	1 Mar 2006	Other	5499028
Paul L. (Mi Only) Mucci	President	1 Nov 2007	Other	5464737
John C (Mi Only) Harding	Chief financial officer	1 May 2009	Other	5697140
Michael J (Mi Only) Kearney	Treasurer	1 May 2009	Other	5702168
Patricia Ruth Hurley	Vice president, secretary	1 May 2009	Other	4348162
Michael D (Mi Only) Gaquin	Compliance officer	1 Nov 2009	Other	5743434
Matthew Joseph Wick	Treasurer	1 Nov 2010	Other	4311694
Linda Jean Wondrack	Chief compliance officer	1 Apr 2012	Other	1589187
Jay (Nmn) Freedman	Member & assistant secretary	1 Dec 2013	Other	2762408

Based in Boston

The principal office where Northern Neck Investors LLC performs its advisory services is located at 255 State Street, Boston, MA 02110 The mailing address of the firm is 82 Devonshire Street, Q8 A, Boston, MA 02109. It doesn’t run an office outside of the United States.