Sofaer Capital Inc. (Tortola)

Name: Sofaer Capital Inc.
Address: Graigmuir Chambers, Tortola
Telephone: 852-2521-8882

Sofaer Capital Inc. is a large advisory firm based in Tortola. It manages $554.6 million of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2005.

Sofaer Capital provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sofaer Capital: assets under management

The assets under management (AUM) of Sofaer Capital Inc. is $554.6 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $554.6 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $32.62 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sofaer Capital Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sofaer Capital Inc.

Michael Sofaer has been acting as President since 1 Apr 1986. Raymond Fraser Atkinson joined the executive team most recently as the Cco.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Sofaer	Director	1 Apr 1986	Other	5070602
Argent Partners Inc.	Shareholder	1 Jul 1996	75% - 100%	foreign
Gurdist Chansrichawla	Director	1 Oct 1996	Other	5070600
Anil Thadani	Director	1 Oct 1996	Other	5070596
Marc Faber	Director	1 Oct 2000	Other	5070594
Lucas Wurfbain	Director	1 Oct 2000	Other	5070587
Raymond Fraser Atkinson	Cco	1 Jun 2004	Other	5070578

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Wilvestor Limited	Trustee	1 Apr 2000	75% - 100%	foreign

Based in Tortola

The principal office where Sofaer Capital Inc. performs its advisory services is located at Graigmuir Chambers, Tortola, The mailing address of the firm is Sofaer Administration, 16 Th Floor, Hong Kong, . It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 852-2521-8882 or by fax 852-2530-2913. The normal business hours are 09:00-18:00 on Monday - Friday. You can find more information about the New York firm at www.sofaer.com.