Bowling Portfolio Management LLC (Cincinnati)

Name: Bowling Portfolio Management LLC
Address: 4030 Smith Road, Cincinnati, OH, 45209
Telephone: 513-871-7776

Bowling Portfolio Management LLC is a large advisory firm based in Cincinnati. It manages $616.16 million of regulatory assets for 887 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Bowling Portfolio Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bowling Portfolio Management: assets under management

The assets under management (AUM) of Bowling Portfolio Management LLC is $616.16 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $616.16 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $694.66 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 98% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 2% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Bowling Portfolio Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Bowling Portfolio Management serves?

The firm provides services to high net worth individuals, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Bowling Portfolio Management is high net worth individuals with 378 clients and $398.76 million of assets under management. Among the 10 most similar advisory firms, Bowling Portfolio Management has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $616.16 million for 407 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Bowling Portfolio Management doesn't advise any private funds.

Careers at Bowling Portfolio Management LLC

The company employs 8 people that are either part- or full-time employees. 38 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Darren Charles Kavesh has served as the Chief Investment Officer since 1 Dec 2004. Patricia Capal Powell joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kathleen Ann Wayner	Llc member/executive committee member/president, chief executive officer	1 Dec 2004	50% - 75%	1468067
Darren Charles Kavesh	Llc member/executive committee member/chief investment officer	1 Dec 2004	25% - 50%	2975559
Inc. Affiliated Managers Group	Llc managing member	1 Dec 2004	50% - 75%	043218510
John Courtenay Bowling	Llc member	1 Dec 2004	Other	2429937
Jeffrey Scott Murphy	Executive committee member	1 Dec 2004	Other	1538053
Patricia Capal Powell	Chief compliance officer	1 Oct 2016	Other	4481715

Based in Cincinnati

The principal office where Bowling Portfolio Management LLC performs its advisory services is located at 4030 Smith Road, Cincinnati, OH 45209, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 513-871-7776 or by fax 513-871-7791. The normal business hours are 8:30am to 4:30pm on Monday - Friday. You can find more information about the New York firm at bowlingpm.com.