Stanford Group Company (Houston)

Name: Stanford Group Company
Address: 16000 Barkers Point Ln, Suite 145, Houston, TX, 77079
Telephone: 866-964-6301

Stanford Group Company is a large advisory firm based in Houston. It manages $3.05 billion of regulatory assets for 7,743 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Texas.

Stanford Group Company provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Stanford Group Company: assets under management

The assets under management (AUM) of Stanford Group Company is $3.05 billion. The firm's AUM has grown by 4307% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.33 billion in discretionary accounts and $1.73 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $525.05 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $330.77 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stanford Group Company for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Stanford Group Company

Jay Thomas Comeaux has been acting as President since 1 Mar 1996. Ralph Steven Janvey joined the executive team most recently as the Receiver Only Not Cco / Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jay Thomas Comeaux	President	1 Mar 1996	Other	1617778
Alvaro Trullenque	Ceo	1 Nov 1996	Other	1753281
Robert Britt Glenn	Executive vp/private client services	1 Feb 1997	Other	1181067
Stanford Group Holdings Inc.	Owner	1 Nov 1999	75% - 100%	76-0619253
Lena Marie Stinson	Executive v.p., coo	1 Jan 2000	Other	1471747
Albert John Rincohn	Executive vice president/cfo	1 Jul 2000	Other	2795643
Juan Alberto Rincon	Executive vice president/cfo	1 Jul 2000	Other	2795643
Frederick Gerard Ferrara	Sr. vp, co-director/compliance	1 Nov 2000	Other	2114799
Ralph Edward Poppell	Sr. v.p., co-director/compliance, srop/crop	1 Nov 2000	Other	1683087
Ralph Edward Poppell	Sr. v.p., director/compliance, srop/crop	1 Apr 2001	Other	1683087
Steve Howell Gott	Senior compliance associate, crop	1 Apr 2001	Other	1653406
Jane Ellen Bates	Chief compliance officer	1 Oct 2001	Other	848535
Jay Thomas Comeaux	Co-president	1 Nov 2001	Other	1617778
Alvaro Trullenque	Co-president	1 Nov 2001	Other	1753281
Jay Thomas Comeaux	President	1 Jan 2004	Other	1617778
Jay Thomas Comeaux	Executive director	1 Mar 2005	Other	1617778
Eddie Thomas Rollins	Executive director	1 Mar 2005	Other	1523500
Daniel Thomas Bogar	President	1 Mar 2005	Other	4819578
Ronald Mark Stein	Executive director, institutional	1 Mar 2005	Other	1328913
John Kenneth Bruno	Vp compliance manager, crop	1 May 2006	Other	2854977
Frederick Gordon Fram	Senior director of operations	1 Jun 2006	Other	1701062
Bernerd Elmer Young	Managing director of compliance/chief compliance officer	1 Sep 2006	Other	1109172
Jane Ellen Bates	Compliance officer, investment advisory	1 Sep 2006	Other	848535
Jason Taylor Green	President, private client group	1 Jan 2007	Other	2066514
Bijoo Abraham	Financial and operations principal	1 May 2007	Other	3086315
Kyle Michael Koch	Director of ia compliance	1 Aug 2007	Other	1865093
Leslie Bernard Jallans	Senior vice president, srop	1 Jan 2008	Other	1298338
Ralph Edward Poppell	Senior vice president	1 Jan 2008	Other	1683087
Kyle Michael Koch	Senior vice president	1 Jan 2008	Other	1865093
Charles Maurice Weiser	Financial and operations principal / chief financial officer	1 Feb 2008	Other	5032282
Ralph Steven Janvey	Receiver only not cco / chief compliance officer	1 Feb 2009	Other	xxx-xx-xxxx

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Robert Allen Stanford	Director/shareholder	1 Nov 1999	75% - 100%	2659919

Based in Houston

The principal office where Stanford Group Company performs its advisory services is located at 16000 Barkers Point Ln, Suite 145, Houston, TX 77079 The mailing address of the firm is 1029 State Hwy 6 North, Suite 650 #272, Houston, TX 77079. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 866-964-6301 or by fax 281-368-2054. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.stanfordgroup.com.