Osher Van De Voorde Investment Management (Pasadena)

Name: Osher Van De Voorde Investment Management
Address: 125 North Raymond Avenue, Pasadena, CA, 91103
Telephone: 626-844-7184

Osher Van De Voorde Investment Management is a large advisory firm based in Pasadena. It manages $291.2 million of regulatory assets for 178 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of California.

Osher Van De Voorde Investment Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Osher Van De Voorde Investment Management: assets under management

The assets under management (AUM) of Osher Van De Voorde Investment Management is $291.2 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 178% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $291.2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.64 million each.

Investments

The firm invests in exchange traded securities the most. They account for 68% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 20% of the firm’s portfolio. Investments in cash and cash equivalents form 12% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Osher Van De Voorde Investment Management for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Robert Osher serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Robert Osher is high net worth individuals with 136 clients and $242 million of assets under management. Among the 10 most similar advisory firms, Osher Van De Voorde Investment Management has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $291.2 million for 216 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Osher Van De Voorde Investment Management doesn't advise any private funds.

Careers at Osher Van De Voorde Investment Management

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Robert Osher has been acting as President since 1 Aug 1992. James Michael Vandevoorde joined the executive team most recently as the President And Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Osher	Chairman	1 Aug 1992	50% - 75%	2428916
Robert Charles Osher	Chairman	1 Aug 1992	50% - 75%	2428916
James Michael Vandevoorde	President and chief compliance officer	1 Aug 1993	75% - 100%	2430153

Based in Pasadena

The principal office where Osher Van De Voorde Investment Management performs its advisory services is located at 125 North Raymond Avenue, Pasadena, CA 91103, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 626-844-7184 or by fax 626-844-7185. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at oshervandevoorde.com.