Capital Generation Partners LLP (London)

Name: Capital Generation Partners LLP
Address: Berkeley Square House, London, W1 J 6 Bx
Telephone: 44-207-543-1500

Capital Generation Partners LLP is a large advisory firm based in London. It manages $2.16 billion of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2016.

Capital Generation Partners provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Capital Generation Partners: assets under management

The assets under management (AUM) of Capital Generation Partners LLP is $2.16 billion. The firm's AUM has gone down by -13% since the beginning of its operation, and $2.05 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $435.24 million in discretionary accounts and $1.73 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $39.57 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $862.52 million.

Investments

The firm invests in pooled investment vehicles the most. They account for 33% of the total AUM. The second-largest asset type is other assets, which make up 19% of the firm’s portfolio. Investments in exchange traded securities form 16% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Capital Generation Partners LLP for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Capital Generation Partners serves?

The firm provides services to individuals and charitable organizations. The largest group of clients of Capital Generation Partners is individuals with 11 clients and $2.12 billion of assets under management. Among the 6 most similar advisory firms, Capital Generation Partners has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $2.16 billion for 13 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 85% of the firm’s clients are foreign persons or businesses.

Capital Generation Partners doesn't advise any private funds.

Careers at Capital Generation Partners LLP

The company employs 33 people that are either part- or full-time employees. 70 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Khaled Rida Said	Managing partner, member	1 Oct 2007	Other	6600752
Charlotte Louise Thorne	Chief compliance officer, member	1 Oct 2007	Other	6600753
Ian Clive Barnard	Member	1 Nov 2007	25% - 50%	1921378
Capital Generation Capital Limited	Member	1 Jan 2008	25% - 50%	40769
Capital Generation Partners Services Limited	Member	1 Jan 2008	Other	5082215030215
Hiroko Aaltje Atherton	Chief legal officer, member	1 Oct 2013	Other	6761772
Richard John Adams	Chief operations officer	1 Feb 2016	Other	6761771
Capital Generation Holdings Llp	Member	1 Feb 2017	75% - 100%	oc414923
Robert Peter Newton Sears	Member	1 Jun 2017	Other	6927576
Giovanni D'alesio	Member	1 Jun 2017	Other	6927578

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Safinvest Holdings (Bermuda) Limited	Shareholder	1 May 2006	75% - 100%	16114
Khaled Rida Said	Shareholder	1 Jun 2011	75% - 100%	6600752
Khaled Rida Said	Shareholder	1 Dec 2015	75% - 100%	6600752
Capital Generation Capital Limited	Member	1 Dec 2016	25% - 50%	40769
Ian Clive Barnard	Member	1 Dec 2016	25% - 50%	1921378

Based in London

The principal office where Capital Generation Partners LLP performs its advisory services is located at Berkeley Square House, London, W1 J 6 Bx, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44-207-543-1500 or by fax 44-207-543-1520. The normal business hours are 9:00 - 6:00 on Monday - Friday. You can find more information about the New York firm at capgenpartners.com/.