Seamark Asset Management Ltd. (Halifax)

Name: Seamark Asset Management Ltd.
Address: 310 1801 Hollis Street, Halifax, B3 J 3 N4
Telephone: 902-423-9367

Seamark Asset Management Ltd. is an adviser based in Halifax. It manages $1.01 billion of regulatory assets for 63 client accounts. It has been registered with the SEC as an adviser since 2004.

Seamark Asset Management provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and canadian institutions including mutual funds and canadian wrap fee programs as portfolio manager (not sponsor). It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Seamark Asset Management: assets under management

The assets under management (AUM) of Seamark Asset Management Ltd. is $1.01 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -87% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.01 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $15.98 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Seamark Asset Management Ltd. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Seamark Asset Management Ltd.

Richard Bonar Coles has been acting as President since 1 Jan 1996. Angela Suzzanne Eaton has served as the Chief Investment Officer since 1 Feb 2008. David Ron Levi joined the executive team most recently as the Director & Chief Executive Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Daniel Stephen Rankin	Director	1 Oct 1985	Other	4772075
Gordon Peter Marshall	Chairman, director	1 Jan 1996	Other	4772068
Richard Bonar Coles	Director	1 Jan 1996	Other	4772057
James Wilson Gogan	Director	1 Dec 1998	Other	4772059
Thomas Roy Maclaren	Executive vice-president	1 May 2001	Other	4772070
Brent William Barrie	Corporate secretary	1 May 2001	Other	4772055
Donald Arthur Guloien	Director	1 May 2001	Other	4772067
Harold Purdy Crawford	Director	1 Jul 2001	Other	4772058
The Manufacturers Life Insurance Company	Shareholder	1 Jul 2001	25% - 50%	38-0788610
Donald Authur Wishart	Chief financial officer	1 Jul 2003	Other	4772076
Robert George Mckim	Chief executive officer, director	1 Jan 2004	Other	4772074
Gordon Peter Marshall	Chairman and chief executive officer, director	1 May 2005	Other	4772068
Gordon Peter Marshall	Chairman and chief investment officer, chief compliance officer, director	1 Mar 2006	Other	4772068
Stuart R Raftus	Director, president & chief executive officer	1 Mar 2006	Other	4307951
Hugh M Brown	Director	1 Mar 2006	Other	5122894
Gordon Peter Marshall	Chairman, director	1 Aug 2006	Other	4772068
Thomas Roy Maclaren	Chief investment officer, chief compliance officer	1 Aug 2006	Other	4772070
William John Eeuwes	Director	1 Aug 2006	Other	5200920
Gordon Peter Marshall	Shareholder	1 Oct 2006	Other	4772068
Darren William Kosack	Senior vice-president	1 Oct 2006	Other	5317312
Robert George Steele	Director	1 Mar 2007	Other	5316411
Donald Authur Wishart	Chief financial officer & executive portfolio manager	1 Feb 2008	Other	4772076
Brent William Barrie	Chief operating officer & chief compliance officer	1 Feb 2008	Other	4772055
Jill Susanne Mckim	Corporate secretary	1 Feb 2008	Other	5512205
Diane Barbara Macdiarmid	Director	1 Feb 2008	Other	5512207
Angela Suzzanne Eaton	Chief investment officer	1 Feb 2008	Other	5512209
Brent William Barrie	Chief executive officer & chief compliance officer	1 Mar 2009	Other	4772055
Anita Kathleen Fifield	Chief financial officer	1 May 2009	Other	5667609
David Ron Levi	Director	1 Jan 2010	Other	5755278
Clinton Edward Matthews	Director	1 Jan 2010	Other	5755273
Alexander Hamilton Irwin	Director	1 Jan 2010	Other	5755276
Matrix Asset Management Inc.	Shareholder	1 Jan 2010	75% - 100%	foreign
David Keith Balsdon	Director	1 Oct 2011	Other	5986580
David Ron Levi	Director & chief executive officer	1 Dec 2011	Other	5755278
Clinton Edward Matthews	Director & chief financial officer	1 Dec 2011	Other	5755273
David Keith Balsdon	Director, chief operating officer, chief compliance officer	1 Dec 2011	Other	5986580

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Manulife Financial Corporation	Shareholder	1 Jul 2001	75% - 100%	99-9999999
Working Entreprises Ltd.	Shareholder	1 Jan 2010	25% - 50%	foreign

Based in Halifax

The principal office where Seamark Asset Management Ltd. performs its advisory services is located at 310 1801 Hollis Street, Halifax, B3 J 3 N4, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 902-423-9367 or by fax 902-423-1518. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at www.seamark.ca.