Holdco Asset Management, L.P. (New York)

Name: Holdco Asset Management, L.P.
Address: 441 Lexington Avenue, New York, NY, 10017
Telephone: 212-785-5569

Holdco Asset Management, L.P. is a large advisory firm based in New York. It manages $1.19 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of New York.

Holdco Asset Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Holdco Asset Management: assets under management

The assets under management (AUM) of Holdco Asset Management, L.P. is $1.19 billion. The firm's AUM has grown by 132% since the beginning of its operation, and $8.47 million of the total AUM is attributable to clients outside of the United States.

The firm manages $882.18 million in discretionary accounts and $309.53 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $220.54 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $103.18 million.

Holdco Asset Management has custody of $1.19 billion in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Holdco Asset Management, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Holdco Asset Management serves?

The only and largest group of clients of Holdco Asset Management is pooled investment vehicles with 7 clients and $1.19 billion of assets under management. Among the 7 most similar advisory firms, Holdco Asset Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.19 billion for 7 clients. 14% of the firm’s clients are foreign persons or businesses.

Holdco Asset Management also advises several private funds. Namely, six hedge funds and one other private fund. The minimum investment commitment required of non-related persons ranges from $400,000 to $200,000,000.

Careers at Holdco Asset Management, L.P.

The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Vikaran "Nmn" Ghei	Member of general partner of holdco asset managment, l.p.	1 Jul 2011	50% - 75%	4910083
Michael Alex Zaitzeff	Member of general partner of holdco asset managment, l.p.	1 Jul 2011	25% - 50%	6167568
Vm Limited Partner I Lp	Limited partner of holdco asset management,lp	1 Dec 2013	75% - 100%	80-0965574
Vm Gp Ii Llc	General partner of holdco asset management, lp	1 Dec 2013	Other	37-1746032
Joseph Matthew Geoghegan	Chief financial officer	1 May 2015	Other	2956801
Gregory Vincent Demo	General counsel/chief compliance officer	1 Sep 2016	Other	6703644

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Vikaran "Nmn" Ghei	Limited partner	1 Dec 2013	50% - 75%	4910083
Michael Alex Zaitzeff	Limited partner	1 Dec 2013	25% - 50%	6167568
Vm Gp Iii Llc	General partner	1 Dec 2013	Other	30-0803801

Based in New York

The principal office where Holdco Asset Management, L.P. performs its advisory services is located at 441 Lexington Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-785-5569 or by fax 607-216-3312. The normal business hours are 9am - 6pm on Monday - Friday. You can find more information about the New York firm at holdcoam.com/.