Dew Wealth Strategies, LLC (Clayton)

Name: Dew Wealth Strategies, LLC
Address: 101 South Hanley Rd., Clayton, MO, 63105
Telephone: 314-862-1500

Dew Wealth Strategies, LLC is an adviser based in Clayton. It manages $68.83 million of regulatory assets for 193 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of Missouri.

Dew Wealth Strategies provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and wealth management/consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Dew Wealth Strategies: assets under management

The assets under management (AUM) of Dew Wealth Strategies, LLC is $68.83 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -21% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $68.83 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $356.61 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 63% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 21% of the firm’s portfolio. Investments in exchange traded securities form 12% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dew Wealth Strategies, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dew Wealth Strategies serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of Dew Wealth Strategies is high net worth individuals with 42 clients and $66.71 million of assets under management. Among the 5 most similar advisory firms, Dew Wealth Strategies has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $68.83 million for 54 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Dew Wealth Strategies doesn't advise any private funds.

Careers at Dew Wealth Strategies, LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jason Bradley Woods	President, managing member & chief compliance officer	1 Jan 2002	50% - 75%	2975273
Thomas Gill Ebinger	Vice-president & member	1 Jan 2002	25% - 50%	2044240
Matthew Thomas Guntli	Vice president & member	1 Aug 2008	Other	5241221

Based in Clayton

The principal office where Dew Wealth Strategies, LLC performs its advisory services is located at 101 South Hanley Rd., Clayton, MO 63105, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 314-862-1500 or by fax 314-862-1503. The normal business hours are 8:30am - 5:30pm on Monday - Friday. You can find more information about the New York firm at dewwealthstrategies.com.