ALPhamall LLC (Victoria)

Name: ALPhamall LLC
Address: 10 Kent Road, Victoria, 3127
Telephone: +613 9899 9908

ALPhamall LLC is an adviser based in Victoria. It has been registered with the SEC as an adviser since 2017.

ALPhamall provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay ALPhamall LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at ALPhamall LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Alphamall Pty Ltd.	Owner	1 Aug 2017	75% - 100%	foreign
Tony Guan Chan	Chief operating officer	1 Aug 2017	Other	6858450
Huike Nmn Li	Chief executive officer, director and chief compliance officer	1 Aug 2017	50% - 75%	6858453
Huike Li	Chief executive officer, director and chief compliance officer	1 Aug 2017	50% - 75%	6858453
Alphapay Pty Ltd	Owner	1 Aug 2017	75% - 100%	foreign

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Harry Nmn Wang	Owner	1 Apr 2019	75% - 100%	7119038
Talentop Pty Ltd Atf Talentop Family Trust	Owner	1 Apr 2019	50% - 75%	foreign
Whw Investments Pty Ltd	Owner	1 Apr 2019	25% - 50%	foreign
Huike Nmn Li	Owner	1 Apr 2019	50% - 75%	6858453
Jiali Nmn Qi	Owner	1 Apr 2019	50% - 75%	7121143

Based in Victoria

The principal office where ALPhamall LLC performs its advisory services is located at 10 Kent Road, Victoria, 3127, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +613 9899 9908. The normal business hours are 9:30 a.m. - 5:30 p.m. on Monday - Friday. You can find more information about the New York firm at alphamall.com.au.