Horizon Investment Services, LLC. (Hammond)
Horizon Investment Services, LLC. is a large advisory firm based in Hammond. It manages $193.88 million of regulatory assets for 733 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alaska, Arizona, California, and 14 other states.
Horizon Investment Services provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and create products for sponsors of uit products and various indices. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
Horizon Investment Services: assets under management
The assets under management (AUM) of Horizon Investment Services, LLC. is $193.88 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1687% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
Investments
The firm invests in exchange traded securities the most. They account for 58% of the total AUM. The second-largest asset type is investment and business development companies, which make up 22% of the firm’s portfolio. Investments in cash and cash equivalents form 19% of the total invested assets.Fees & Commissions
The advisory firm has a single stream of revenue. Clients pay Horizon Investment Services, LLC. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
What kind of clients Robert Thomas Evans serves?
The firm provides services to individuals, other investment advisers, and high net worth individuals. The largest group of clients of Robert Thomas Evans is high net worth individuals with 41 clients and $81 million of assets under management. Among the 11 most similar advisory firms, Horizon Investment Services has the 6th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $185.83 million for 448 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Horizon Investment Services doesn't advise any private funds.
Careers at Horizon Investment Services, LLC.
The company employs 14 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Robert Thomas Evans has been acting as President since 1 Nov 1997. Richard John Moroney has served as the Chief Investment Officer since 1 Nov 1997 and Charles Brian Carlson is the Chief Executive Officer of Horizon Investment Services, LLC. family office. Cheryl Mackenzie Evans joined the executive team most recently as the Secretary.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 1 indirect owner.Based in Hammond
The principal office where Horizon Investment Services, LLC. performs its advisory services is located at 7412 Calumet Ave, Hammond, IN 46324 2692, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 219-852-3215 or by fax 219-852-3218. The normal business hours are 8:30am to 5:00pm on Monday - Friday. You can find more information about the New York firm at horizoninvestment.com.
Registered investment advisers similar to Horizon Investment Services, LLC.
- Crescat Portfolio Management
- The Humphreys Group
- Becker Drapkin Management
- Financial Security Management
- Secure Asset Management, L.L.C
- Intermedia Advisors
- Silver Lake Advisory
- Sandell Investment Services, L.L.C
- Element Wealth
- Financial Life Advisors
- West Rim Capital Management
- Enhanced Capital Partners
- Highlander Capital Management
- Sutterfield Financial Group
- Payden/Kravitz Investment Advisers