Cak Capital Management Inc (Exton)

Cak Capital Management Inc is a large advisory firm based in Exton. It manages $494 million of regulatory assets for 1,141 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Arizona, California, and 16 other states.

Cak Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cak Capital Management: assets under management

The assets under management (AUM) of Cak Capital Management Inc is $494 million. The firm's AUM has grown by 507% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $482 million in discretionary accounts and $12 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $423.92 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $3 million.

Cak Capital Management has custody of $244 thousand in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cak Capital Management Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cak Capital Management Inc

Cak Capital Management Inc is owned by Henry Dallas Kerley. Charles Arthur Knott has been acting as President since 1 Oct 1998. Peter Michael Schofield joined the executive team most recently as the Outside Shareowner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Charles Arthur Knott	President	1 Oct 1998	75% - 100%	716811
John Michael Barron	Ceo	1 Jan 2001	Other	2364434
Henry Dallas Kerley	Managing director	1 Feb 2001	Other	5097690
Louis Hajas	Vice chairman	1 Jun 2002	Other	5652060
June Marie George	Cco	1 Nov 2005	Other	5066173
June George Scanlon	Chief compliance officer	1 Nov 2005	Other	5066173
John Michael Barron	Shareholder	1 Jun 2008	Other	2364434
Charles Arthur Knott	Chairman, ceo	1 Jun 2008	50% - 75%	716811
Peter Michael Schofield	Executive vice president	1 Jun 2008	Other	2821987
Megan Chatley	Chief compliance officer	1 Dec 2008	Other	1732078
Leonard Paul Metkowski	Director	1 Jan 2009	Other	5652170
Joyce Mari Marr	Chief compliance officer	1 Nov 2009	Other	2514290
Leonard Paul Metkowski	Director	1 Jun 2010	Other	5652170
Anthony Joseph Verdecchia	Director	1 Jun 2010	Other	5818077
Peter Michael Schofield	Outside shareowner	1 Dec 2010	Other	2821987
Henry Dallas Kerley	Owner	1 Feb 2011	Other	5097690

Based in Exton

The principal office where Cak Capital Management Inc performs its advisory services is located at 224 Valley Creek Blvd., Exton, PA 19341, which is also the mailing address of the firm. The firm also has an office outside of the United States.