Arin Risk Advisors LLC (Conshohocken)

Name: Arin Risk Advisors LLC
Address: 1100 East Hector Street, Conshohocken, PA, 19428
Telephone: 610.822.3400

Arin Risk Advisors LLC is a large advisory firm based in Conshohocken. It manages $126 million of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of Pennsylvania.

Arin Risk Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, and sub-advisory services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Arin Risk Advisors: assets under management

The assets under management (AUM) of Arin Risk Advisors LLC is $126 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 282% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $126 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7 million each.

Investments

The firm invests in exchange traded securities the most. They account for 70% of the total AUM. The second-largest asset type is derivatives, which make up 30% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Arin Risk Advisors LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Arin Risk Advisors serves?

The firm provides services to insurance companies, investment companies, other investment advisers, high net worth individuals, and pooled investment vehicles. The largest group of clients of Arin Risk Advisors is investment companies with 1 clients and $110 million of assets under management. Among the 8 most similar advisory firms, Arin Risk Advisors has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $126 million for 18 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Arin Risk Advisors also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Arin Risk Advisors LLC

The company employs 6 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joseph John Desipio	Manager	1 Aug 2009	Other	1382875
Gerald Raul Snyder	Chief compliance officer	1 Aug 2009	25% - 50%	2254079
Arin Holdings Llc	Member	1 Apr 2010	75% - 100%	27-2466911
Lawrence Howard Lempert	Chief compliance officer	1 Oct 2011	Other	4860552

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Joseph John Desipio	Managing member	1 Apr 2010	25% - 50%	1382875
Lawrence Howard Lempert	Managing member	1 Jan 2012	25% - 50%	4860552

Based in Conshohocken

The principal office where Arin Risk Advisors LLC performs its advisory services is located at 1100 East Hector Street, Conshohocken, PA 19428, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610.822.3400. The normal business hours are 9:30am - 4:00pm on Monday - Friday. You can find more information about the New York firm at arinllc.com.