Clearrock Capital LLC (Ketchum)

Name: Clearrock Capital LLC
Address: 131 4 Th Street East Suite 320, Ketchum, ID, 83340
Telephone: 208-726-8858

Clearrock Capital LLC is a large advisory firm based in Ketchum. It manages $442.57 million of regulatory assets for 907 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of California, Colorado, Idaho, and 5 other states.

Clearrock Capital provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Clearrock Capital: assets under management

The assets under management (AUM) of Clearrock Capital LLC is $442.57 million. The firm's AUM has grown by 392% since the beginning of its operation, and $6.93 million of the total AUM is attributable to clients outside of the United States.

The firm manages $440.68 million in discretionary accounts and $1.89 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $501.34 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $67.57 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 85% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 10% of the firm’s portfolio. Investments in state and local bonds form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Clearrock Capital LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients James Raymond Everitt serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of James Raymond Everitt is high net worth individuals with 168 clients and $402.08 million of assets under management. Among the 11 most similar advisory firms, Clearrock Capital has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $442.57 million for 280 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Clearrock Capital doesn't advise any private funds.

Careers at Clearrock Capital LLC

The company employs 9 people that are either part- or full-time employees. 78 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

James Raymond Everitt has been acting as President since 1 Jun 2007. Mark Lawrence Eshman joined the executive team most recently as the Chairman/Managing Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Raymond Everitt	President/chief compliance officer/managing member	1 Jun 2007	25% - 50%	2050891
Mark Lawrence Eshman	Chairman/managing member	1 Jun 2007	75% - 100%	1022679

Based in Ketchum

The principal office where Clearrock Capital LLC performs its advisory services is located at 131 4 Th Street East Suite 320, Ketchum, ID 83340 The mailing address of the firm is P.O. Box 607, Ketchum, ID 83340. An additional office of the firm is in Boise, ID. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 208-726-8858 or by fax 208-726-8978. The normal business hours are 7am-5pm on Monday - Friday. You can find more information about the New York firm at clearrockcapital.com.