Topspin Management Company Lbo LLC (Mamaroneck)

Name: Topspin Management Company Lbo LLC
Address: One Station Plaza, Mamaroneck, NY, 10543
Telephone: 914-834-7370

Topspin Management Company Lbo LLC is a large advisory firm based in Mamaroneck. It manages $339.93 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Topspin Management Company Lbo provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Topspin Management Company Lbo: assets under management

The assets under management (AUM) of Topspin Management Company Lbo LLC is $339.93 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 34% since the beginning of its operation, and $82.93 million of the total AUM is attributable to clients outside of the United States.

The firm manages $339.93 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $48.56 million each.

Topspin Management Company Lbo has custody of $250.81 million in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Topspin Management Company Lbo LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Topspin Management Company Lbo serves?

The only and largest group of clients of Topspin Management Company Lbo is pooled investment vehicles with 7 clients and $339.93 million of assets under management. Among the 9 most similar advisory firms, Topspin Management Company Lbo has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $339.93 million for 7 clients. 33% of the firm’s clients are foreign persons or businesses.

Topspin Management Company Lbo also advises several private funds. Namely, seven private equity funds. The minimum investment commitment required of non-related persons ranges from $25,000 to $1,000,000.

Careers at Topspin Management Company Lbo LLC

The company employs 7 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Leo Abner Guthart	Member	1 May 2007	25% - 50%	6030495
Stephen Lebowitz	Member chief compliance officer	1 May 2007	25% - 50%	6030500
Leigh Randall	Member	1 May 2007	25% - 50%	6030502

Based in Mamaroneck

The principal office where Topspin Management Company Lbo LLC performs its advisory services is located at One Station Plaza, Mamaroneck, NY 10543, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 914-834-7370 or by fax 914-834-7380. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at topspinlbo.com.