Ccm Partners, LP (Denver)

Name: Ccm Partners, LP
Address: 1875 Lawrence Street, Denver, CO, 80202 1805
Telephone: 800-955-9988

Ccm Partners, LP is a large advisory firm based in Denver. It manages $2.12 billion of regulatory assets for 823 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of California, Colorado, Connecticut, and 13 other states.

Ccm Partners provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ccm Partners: assets under management

The assets under management (AUM) of Ccm Partners, LP is $2.12 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 50% since the beginning of its operation, and $569.77 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $2.12 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.57 million each.

Investments

The firm invests in exchange traded securities the most. They account for 87% of the total AUM. The second-largest asset type is state and local bonds, which make up 8% of the firm’s portfolio. Investments in cash and cash equivalents form 3% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ccm Partners, LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stephen Craig Rogers serves?

The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Stephen Craig Rogers is investment companies with 15 clients and $1.49 billion of assets under management. Among the 12 most similar advisory firms, Ccm Partners has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $2.12 billion for 823 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Ccm Partners also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $500,000 for each fund.

Careers at Ccm Partners, LP

The company employs 32 people that are either part- or full-time employees. 31 percent of the employees work as investment advisers or researchers. 9 employees are registered as investment adviser representatives with the state securities authorities.

There are 14 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Stephen Craig Rogers has been acting as President since 1 Oct 1994. Gregory Thomas Pusch joined the executive team most recently as the General Counsel And Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Quist 1981 Revocable Trust	Limited partner	1 Jul 1985	Other	94-6526237
Rfs Partners	General partner	1 Jul 1985	25% - 50%	18119
Ddrwj Investment Partnership	Limited partner	1 Jul 1985	Other	94-2531548
Brooks Walker	Limited partner	1 Jul 1985	Other	4343368
Stephen Craig Rogers	President	1 Oct 1994	25% - 50%	2329685
Gregory Thomas Pusch	General counsel and chief compliance officer	1 Mar 2017	Other	6043925

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Richard F Shelton	General partner	1 Jul 1985	25% - 50%	94-2977035
Richard F. Shelton Irrevocable Trust	Controlling entity	1 Jul 1985	25% - 50%	94-6745815
Celia Shelton Rogers	Trustee	1 Oct 1999	25% - 50%	4887347
Curtis Brooks Cutter	Trustee	1 Oct 1999	25% - 50%	4909942
Stephen Craig Rogers	Trustee	1 Oct 1999	25% - 50%	2329685

Based in Denver

The principal office where Ccm Partners, LP performs its advisory services is located at 1875 Lawrence Street, Denver, CO 80202 1805 The mailing address of the firm is 1875 Lawrence Street, Denver, CO 80202 1805. An additional office of the firm is in Greenwich, CT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-955-9988 or by fax 303-534-5627. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at linkedin.com/company/2423155/.