Union Bancaire Privee Asset Management LLC (New York)

Name: Union Bancaire Privee Asset Management LLC
Address: 540 Madison Avenue, New York, NY, 10022
Telephone: 212-317-6700

Union Bancaire Privee Asset Management LLC is a large advisory firm based in New York. It manages $100.24 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Massachusetts and New York.

Union Bancaire Privee Asset Management provides portfolio management for pooled investment vehicles, selection of other advisers, and operational due dilligence and research services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Union Bancaire Privee Asset Management: assets under management

The assets under management (AUM) of Union Bancaire Privee Asset Management LLC is $100.24 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -73% since the beginning of its operation, and $100.24 million of the total AUM is attributable to clients outside of the United States.

The firm manages $100.24 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $100.24 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Union Bancaire Privee Asset Management LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Douglas Gordon Siekierski serves?

The only and largest group of clients of Douglas Gordon Siekierski is pooled investment vehicles with 2 clients and $100.24 million of assets under management. Among the 12 most similar advisory firms, Union Bancaire Privee Asset Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $100.24 million for 2 clients. 100% of the firm’s clients are foreign persons or businesses.

Union Bancaire Privee Asset Management doesn't advise any private funds.

Careers at Union Bancaire Privee Asset Management LLC

The company employs 13 people that are either part- or full-time employees. 92 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Douglas Gordon Siekierski has been acting as President since 1 Jul 2012. David Biase has served as the Chief Investment Officer since 1 Jun 2014. Jason Akim Lovelace joined the executive team most recently as the Chief Executive Officer & Chief Risk Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Ubpi Holdings	Managing member	1 Jul 1996	75% - 100%	13-3910565
Sheldon Stephen Gordon	Chairman, board of managers	1 Jul 1996	Other	225899
Michael Steven Langman	Board of managers	1 Jul 1996	Other	1732465
Daniel Alain De Picciotto	Board of managers	1 Jul 1996	Other	4378906
Mark John Kenyon	President, ceo, board of managers	1 Jun 1998	Other	1777836
Kristy Weinschreider Rudel	Cfo, secretary	1 Jul 2000	Other	1482910
Roman Igolnikov	Managing director	1 Mar 2001	Other	4378863
Laurent Reiss	Board of managers	1 Mar 2001	Other	4378904
Philipp Michael Hildebrand	Board of managers	1 Oct 2001	Other	4520151
Gregoriy Sonis	Cfo	1 Apr 2002	Other	4647254
Matthew David Stadtmauer	Managing director	1 Jan 2004	Other	2782645
Jeffrey Joseph Scott	Managing director/coo	1 Feb 2004	Other	4483240
Jennifer Ann Avicolli	Compliance officer	1 Sep 2004	Other	4936014
Jan Erik Frogg	Board of managers	1 Nov 2004	Other	4936623
David Gerard Logan	Chief financial officer	1 Oct 2005	Other	5123611
Roman Igolnikov	Chief investment officer	1 Jan 2006	Other	4378863
Kristy Weinschreider Rudel	Chief administrative officer	1 Jan 2006	Other	1482910
Matthew David Stadtmauer	Chief marketing officer	1 Jan 2006	Other	2782645
Elena Garcia De Madariaga	Chief compliance officer & general counsel	1 Jan 2008	Other	4608210
John Ben Levitt	Chief operating officer	1 Jan 2008	Other	858591
Roman Igolnikov	Chief investment officer & co-president, board of managers	1 Jan 2008	Other	4378863
Matthew David Stadtmauer	Chief executive officer & co-president, board of managers	1 Jan 2008	Other	2782645
Jennifer L. Babsin	Chief marketing officer	1 Jan 2008	Other	5697529
Christophe Bernard	Board of managers	1 May 2008	Other	4338411
Roman Igolnikov	Head of portfolio management	1 Jan 2009	Other	4378863
Matthew David Stadtmauer	Chief executive officer, board of managers	1 Jan 2009	Other	2782645
Elena Garcia De Madariaga	General counsel	1 May 2009	Other	4608210
Peter William Wilson	Chief compliance officer	1 May 2009	Other	5331584
Sara Jill Sprung	Chief investment officer	1 Jul 2009	Other	1418953
Daniel Kelly	Chief risk officer	1 Oct 2009	Other	5735472
Richard W Katz	Board of managers	1 Nov 2009	Other	5736529
Stephen Paul Enquist	Chief operating officer	1 Feb 2010	Other	2441799
Richard L Wohanka	Chairman, board of managers	1 Apr 2010	Other	4649586
Liaquat Ali Ahamed	Board of managers	1 Apr 2010	Other	1847254
Lawrence Ross Morgenthal	Chief executive officer and chief investment officer	1 Jul 2010	Other	4291733
Mayya Molchan	Chief financial officer	1 Oct 2010	Other	5865025
Christopher Rapcewicz	Chief risk officer	1 Nov 2010	Other	5864977
Kristy Weinschreider Rudel	Chief administration officer and acting chief compliance officer	1 Mar 2011	Other	1482910
Eric Michel Attias	Chief investment officer	1 May 2012	Other	3048444
Scott Vincent Beechert	General counsel	1 May 2012	Other	2033878
Douglas Gordon Siekierski	Chief operating officer	1 May 2012	Other	2279801
Arie Assayag	Board of managers	1 Jul 2012	Other	2341356
Ian Mark Cramb	Board of managers	1 Jul 2012	Other	6106956
Eric Michel Attias	Chief executive officer chief investment officer	1 Jul 2012	Other	3048444
Scott Vincent Beechert	General counsel and chief compliance officer	1 Jul 2012	Other	2033878
Douglas Gordon Siekierski	President	1 Jul 2012	Other	2279801
Susan Veronica Lynskey	Chief compliance officer	1 Jun 2014	Other	1912387
David Biase	Chief investment officer	1 Jun 2014	Other	4917617
Elaine Miskiewicz	Board of managers	1 Jun 2015	Other	6577188
William Simpson Gardiner	General counsel & chief compliance officer	1 Jan 2017	Other	6775671
Jason Akim Lovelace	Chief executive officer & chief risk officer	1 Jul 2018	Other	5662954

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Union Bancaire Privee	Shareholder	1 Jul 1996	75% - 100%	foreign
S.A. Cbi Holding	Shareholder	1 Jul 1996	75% - 100%	foreign
Edgar Daniel De Picciotto	Shareholder	1 Jul 1996	75% - 100%	4378913
H De P (Holding De Picciotto)	Shareholder	1 Jul 1996	50% - 75%	foreign
Edgar Daniel De Picciotto (Estate Of)	Shareholder	1 Jul 1996	75% - 100%	4378913
S.A. Cbi Holdings	Shareholder	1 Jul 1996	75% - 100%	foreign

Based in New York

The principal office where Union Bancaire Privee Asset Management LLC performs its advisory services is located at 540 Madison Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Cambridge, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-317-6700 or by fax 212-317-1121. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at ubpam.com.