Rockwater Municipal Advisors, LLC (Irvine)

Name: Rockwater Municipal Advisors, LLC
Address: 17744 Sky Park Circle, Irvine, CA, 92614
Telephone: 949-387-4000

Rockwater Municipal Advisors, LLC is a related adviser based in Irvine. It manages $300.2 thousand of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2007.

Rockwater Municipal Advisors provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rockwater Municipal Advisors: assets under management

The assets under management (AUM) of Rockwater Municipal Advisors, LLC is $300.2 thousand, all of which is managed in discretionary accounts. The firm's AUM has gone down by -99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $300.2 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $300.2 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rockwater Municipal Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rockwater Municipal Advisors, LLC

Charles Willard Fish has served as the Chief Investment Officer since 1 Dec 2007. Bryan Robert Williams joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bryan Robert Williams	Managing member/chief compliance officer	1 Mar 2005	75% - 100%	1040974
Donna Farchione Williams	Vp operations	1 Mar 2005	Other	5095086
John Edward Hapke	Chief financial officer	1 May 2006	Other	2288882
Inc. Charles Fish Investments	Owner of class b membership units	1 Dec 2007	Other	33-0069759
Charles Willard Fish	Chief investment officer	1 Dec 2007	Other	1010653
Betsy Campbell Shelton	Chief compliance officer	1 Feb 2008	Other	700558
Bryan Robert Williams	Chief compliance officer	1 Apr 2009	75% - 100%	1040974

Based in Irvine

The principal office where Rockwater Municipal Advisors, LLC performs its advisory services is located at 17744 Sky Park Circle, Irvine, CA 92614, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-387-4000 or by fax 949-296-3974. The normal business hours are 7:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.rhedge.net.