Fogel Capital Management Inc (Stuart)

Name: Fogel Capital Management Inc
Address: 453 Riverside Drive, Stuart, FL, 34994
Telephone: 772-223-9686

Fogel Capital Management Inc is a large advisory firm based in Stuart. It manages $279.2 million of regulatory assets for 383 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida, New Jersey, and New York.

Fogel Capital Management provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fogel Capital Management: assets under management

The assets under management (AUM) of Fogel Capital Management Inc is $279.2 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 179% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $279.2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $728.99 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 99% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Fogel Capital Management Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Michael Frederick Fogel serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Michael Frederick Fogel is high net worth individuals with 100 clients and $263 million of assets under management. Among the 13 most similar advisory firms, Fogel Capital Management has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $279.2 million for 199 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Fogel Capital Management doesn't advise any private funds.

Careers at Fogel Capital Management Inc

The company employs 10 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Fogel Capital Management Inc is owned by Charlene Fogel. Michael Frederick Fogel has been acting as President since 1 Jan 2001. Jodi Rachel Tribble joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Marvin Fogel	Secretary/treasurer	1 Apr 1995	Other	2622279
Charlene Fogel	President/ceo	1 Apr 1995	25% - 50%	2622281
Michael Frederick Fogel	Vice president/cfo	1 Feb 1996	25% - 50%	1436797
Charlene Fogel	Owner	1 Jan 2001	25% - 50%	2622281
Michael Frederick Fogel	President/cfo/chief compliance officer	1 Jan 2001	50% - 75%	1436797
Jodi Rachel Tribble	Chief compliance officer	1 Jan 2013	Other	4726516

Based in Stuart

The principal office where Fogel Capital Management Inc performs its advisory services is located at 453 Riverside Drive, Stuart, FL 34994, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 772-223-9686 or by fax 772-223-3453. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at fogelcapital.com.