Qms Capital Management LP (Durham)

Name: Qms Capital Management LP
Address: 240 Leigh Farm Rd., Durham, NC, 27707
Telephone: 919-493-3211

Qms Capital Management LP is an investment adviser to an investment company based in Durham. It manages $31.71 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of North Carolina.

Qms Capital Management provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Qms Capital Management: assets under management

The assets under management (AUM) of Qms Capital Management LP is $31.71 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 353% since the beginning of its operation, and $31.71 million of the total AUM is attributable to clients outside of the United States.

The firm manages $31.71 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $31.71 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Qms Capital Management LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Qms Capital Management serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Qms Capital Management is pooled investment vehicles with 1 clients and $31.71 million of assets under management. Among the 3 most similar advisory firms, Qms Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $31.71 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Qms Capital Management also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons is $2,000,000 for each fund.

Careers at Qms Capital Management LP

The company employs 23 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Walter Dietrich Brandt	Limited partner, managing principal, chief investment officer	1 Jul 2008	25% - 50%	6270107
Adil A Nathani	Limited partner, managing principal, chief financial officer, chief risk officer	1 Apr 2011	25% - 50%	2134991
Peter Daniel Nolan	Limited partner, managing principal	1 Oct 2011	Other	6270108
Richard Wallace O'brien	Limited partner, principal	1 Oct 2011	Other	6270110
Daryl Nicholas Haddad Caldwell	Limited partner, principal	1 Oct 2011	Other	6270111
Qms Capital Advisors Llc	General partner	1 Oct 2011	Other	45-3781081
William Erskine Schwartz	Limited partner, general counsel, chief compliance officer, chief operating officer	1 May 2012	Other	5215996
William Erskine Schwartz	Limited partner, general counsel, chief compliance officer, chief operating officer	1 Jun 2012	Other	5215996
Armi Capital Lp	Limited partner	1 Jun 2018	25% - 50%	81-4497112

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Adil A Nathani	Member	1 Oct 2011	25% - 50%	2134991
Michael Walter Dietrich Brandt	Member	1 Oct 2011	25% - 50%	6270107
Adil A Nathani	Limited partner	1 Nov 2016	75% - 100%	2134991
Armi Holdings Llc	General partner	1 Nov 2016	Other	81-4492102
Ramine Rouhani	Manager	1 Nov 2016	Other	2053862

Based in Durham

The principal office where Qms Capital Management LP performs its advisory services is located at 240 Leigh Farm Rd., Durham, NC 27707, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 919-493-3211 or by fax 919-882-9157. The normal business hours are 8:30 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at qmscapital.com and its LinkedIn profile.