ALPhamark Advisors, LLC (Ft. Wright)

Name: ALPhamark Advisors, LLC
Address: 810 Wright's Summit Parkway, Suite 100, Ft. Wright, KY, 41011
Telephone: 859-957-1803

ALPhamark Advisors, LLC is a large advisory firm based in Ft. Wright. It manages $312.59 million of regulatory assets for 984 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Florida, Indiana, Kentucky, Ohio, and Texas.

ALPhamark Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

ALPhamark Advisors: assets under management

The assets under management (AUM) of ALPhamark Advisors, LLC is $312.59 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 23% since the beginning of its operation, and $752.25 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $312.59 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $317.67 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 55% of the total AUM. The second-largest asset type is investment and business development companies, which make up 35% of the firm’s portfolio. Investments in cash and cash equivalents form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay ALPhamark Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Michael Louis Simon serves?

The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Michael Louis Simon is high net worth individuals with 77 clients and $180.81 million of assets under management. Among the 11 most similar advisory firms, ALPhamark Advisors has the 3rd lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $312.59 million for 396 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

ALPhamark Advisors doesn't advise any private funds.

Careers at ALPhamark Advisors, LLC

The company employs 7 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

ALPhamark Advisors, LLC is owned by Ted Joseph Funk. Michael Louis Simon has been acting as President since 1 Apr 1999. Stephanie L Allgeyer joined the executive team most recently as the Member/Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ted Joseph Funk	Member/owner	1 Jan 1999	Other	3090212
Thomas Jay Ruberg	Member/owner	1 Jan 1999	Other	4365614
Andrew James Vonlehman	Member/owner	1 Jan 1999	Other	4365618
Mark William Weber	Member/owner	1 Jan 1999	Other	3087527
Donald Charles Fritz	Member/owner	1 Jan 1999	Other	4365607
Thomas Shelley Moore	Member/owner	1 Jan 1999	Other	3087519
Michael Earl Wilson	Member/owner	1 Jan 1999	Other	4365622
Michael Louis Simon	Member/president	1 Apr 1999	25% - 50%	4365604
Christian Adrian Lucas	Member/owner	1 Jul 2004	Other	3259194
Brian David Malthouse	Member/owner	1 May 2005	Other	3090180
Michael Theodore Moore	Chief compliance officer	1 Mar 2006	Other	1711030
Anne Michelle Haggerty	Chief compliance officer	1 Mar 2009	Other	5702831
Curtis Lynn Wenzler	Member/owner	1 Jun 2011	Other	6040006
Daniel Herbert Owens	Member/owner	1 Jun 2011	Other	6040027
Jami Vallandingham Hoskins	Member/owner	1 Jun 2011	Other	6040032
Adam Michael Davey	Member/owner	1 Jun 2011	Other	6045823
David Carl Macke	Member/owner	1 Jan 2015	Other	6467225
Beth Ann Vice	Member/owner	1 Jan 2015	Other	6467232
Kerri Lynn Richardson	Member/owner	1 Jan 2015	Other	6467244
Stephanie L Allgeyer	Member/owner	1 Jan 2017	Other	6776631
Andrew M Donohoe	Member/owner	1 Jan 2017	Other	6776641

Based in Ft. Wright

The principal office where ALPhamark Advisors, LLC performs its advisory services is located at 810 Wright's Summit Parkway, Suite 100, Ft. Wright, KY 41011, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 859-957-1803 or by fax 859-957-1810. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at alphamarkadvisors.com.