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Rioux & Company, LLC (Bristol)


Rioux & Company, LLC is an adviser based in Bristol. It manages $10.13 million of regulatory assets for 200 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Connecticut and Florida.

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Rioux & Company provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rioux & Company: assets under management

The assets under management (AUM) of Rioux & Company, LLC is $10.13 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -60% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $10.13 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $50.65 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rioux & Company, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Martha Burritt Kloczko Member 1 Dec 1998 25% - 50% 4414692
Bernard F. Grabowski Members 1 Dec 1998 25% - 50% xxx-xx-xxxx
Llc Rioux & Company Member (ct limited liability company) 1 Mar 1999 50% - 75% 42043

Based in Bristol

The principal office where Rioux & Company, LLC performs its advisory services is located at 81 N. Main Street, Bristol, CT 06010 The mailing address of the firm is P.O. Box 958, Bristol, CT 06011 0958. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 860-589-8754 or by fax 860-589-6749. The normal business hours are 9:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at www.riouxcompany.com.


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