LPk Investment Group, LLP (New York)

Name: LPk Investment Group, LLP
Address: 520 Madison Avenue, New York, NY, 10022
Telephone: 646-363-6433

LPk Investment Group, LLP is a large advisory firm based in New York. It manages $95 million of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2015.

LPk Investment Group provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

LPk Investment Group: assets under management

The assets under management (AUM) of LPk Investment Group, LLP is $95 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 4650% since the beginning of its operation, and $10 million of the total AUM is attributable to clients outside of the United States.

The firm manages $95 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.28 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay LPk Investment Group, LLP for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients LPk Investment Group serves?

The firm provides services to investment companies, pooled investment vehicles, and business development companies. The largest group of clients of LPk Investment Group is investment companies with 6 clients and $45 million of assets under management. Among the 4 most similar advisory firms, LPk Investment Group has the 2nd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $95 million for 14 clients. 10% of the firm’s clients are foreign persons or businesses.

LPk Investment Group doesn't advise any private funds.

Careers at LPk Investment Group, LLP

The company employs 38 people that are either part- or full-time employees. 39 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mandy Elizabeth Banks	Cco	1 Jan 2015	Other	6480390
Kevin Michael Keenan	Managing partner	1 Jan 2015	Other	6502987
Brian Sean Lafko	Managing partner	1 Jan 2015	Other	6502992
Victor Lee	Managing partner	1 Jan 2015	Other	2835797

Based in New York

The principal office where LPk Investment Group, LLP performs its advisory services is located at 520 Madison Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-363-6433. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at lpkinvestment.com.