Level Four Financial is an investment fund managing more than $225 million ran by Kimberly Miller. There are currently 219 companies in Mrs. Miller’s portfolio. The largest investments include Apple Inc and Microsoft, together worth $19.4 million.
As of 5th October 2021, Level Four Financial’s top holding is 94,187 shares of Apple Inc currently worth over $13.3 million and making up 5.9% of the portfolio value.
Relative to the number of outstanding shares of Apple Inc, Level Four Financial owns more than approximately 0.1% of the company.
In addition, the fund holds 21,550 shares of Microsoft worth $6.08 million, whose value grew 15.0% in the past six months.
The third-largest holding is Schwab Strategic Tr worth $6.05 million and the next is Amazon.com worth $4.95 million, with 1,506 shares owned.
Currently, Level Four Financial's portfolio is worth at least $225 million. The total portfolio value may be much higher due to cash
assets that are not publicly disclosed such as fixed income, real estate, or cash equivalents.
The Level Four Financial office and employees reside in Mobile, Alabama. According to the last 13-F report filed with the SEC, Kimberly Miller serves as the Compliance Director at Level Four Financial.
In the most recent 13F filing, Level Four Financial revealed that it had opened a new position in
Upstart and bought 6,634 shares worth $2.1 million.
This means they effectively own approximately 0.1% of the company.
Upstart makes up
24.9%
of the fund's Finance sector allocation and has decreased its share price by approximately 0.1% in the past year.
The investment fund also strengthened its position in Apple Inc by buying
18,276 additional shares.
This makes their stake in Apple Inc total 94,187 shares worth $13.3 million.
Apple Inc soared 14.8% in the past year.
On the other hand, there are companies that Level Four Financial is getting rid of from its portfolio.
Level Four Financial closed its position in Kraneshares Tr on 12th October 2021.
It sold the previously owned 70,925 shares for $1.96 million.
Kimberly Miller also disclosed a decreased stake in Victory Portfolios II by approximately 0.1%.
This leaves the value of the investment at $7.21 million and 103,325 shares.
The two most similar investment funds to Level Four Financial are Bank Ozk and Dfpg Investments. They manage $225 million and $225 million respectively.
Level Four Financial’s portfolio is diversified across 13 sectors.
Currently, their heaviest sector is Technology — making up 10.6% of
the total portfolio value.
The fund focuses on investments in the United States as
42.0% of the portfolio companies
are based in the United States.
The majority of the companies in the fund’s portfolio are large-cap stocks.
Stocks with a size of more than $10 billion in market cap make up
38% of the total holdings value.
On the other hand, small-cap stocks make up only 3.7% of the portfolio.
The average market cap of the portfolio companies is close to $181 billion.
These positions were updated on October 12th based on the fund’s latest 13F filing. Quickly find out what the most recently closed or increased positions are.
| Security | Shares Owned | Value | Allocation |
|---|---|---|---|
| Apple Inc |
24.08%
94,187
|
$13,327,000 | 5.91% |
| Microsoft Corporation |
14.76%
21,550
|
$6,075,000 | 2.70% |
| Schwab Strategic Tr |
1.11%
81,522
|
$6,052,000 | 2.69% |
| Amazon.com Inc. |
1.89%
1,506
|
$4,947,000 | 2.20% |
| Victory Portfolios II |
1.28%
103,325
|
$7,206,000 | 3.20% |
| Ishares Tr |
0.59%
301,069
|
$26,100,000 | 11.58% |
| Vanguard Bd Index Fds |
1.25%
52,716
|
$4,356,000 | 1.93% |
| Vanguard Index Fds |
1.80%
51,913
|
$12,109,000 | 5.37% |
| Alphabet Inc |
25.26%
1,562
|
$4,165,000 | 1.85% |
| VanEck ETF Trust |
11.00%
45,765
|
$3,580,000 | 1.59% |
| Facebook Inc |
6.33%
9,127
|
$3,098,000 | 1.37% |
| Abbvie Inc |
3.03%
25,310
|
$2,730,000 | 1.21% |
| Exxon Mobil Corp. |
7.18%
44,385
|
$2,611,000 | 1.16% |
| Vanguard World Fd |
2.31%
19,928
|
$3,399,000 | 1.51% |
| Jpmorgan Chase Co |
1.76%
13,806
|
$2,260,000 | 1.00% |
| St. Joe Co. |
62.89%
51,800
|
$2,181,000 | 0.97% |
| Upstart Holdings, Inc. |
Opened
6,634
|
$2,099,000 | 0.93% |
| The Southern Co. |
0.72%
33,617
|
$2,083,000 | 0.92% |
| Vanguard Specialized Funds |
5.77%
12,928
|
$1,986,000 | 0.88% |
| Kraneshares Tr |
Closed
70,925
|
$1,959,000 | |
| Generac Holdings Inc |
0.31%
4,775
|
$1,951,000 | 0.87% |
| Home Depot, Inc. |
5.44%
5,606
|
$1,840,000 | 0.82% |
| NVIDIA Corp |
346.92%
8,840
|
$1,831,000 | 0.81% |
| Abbott Labs |
0.65%
15,397
|
$1,819,000 | 0.81% |
| Select Sector Spdr Tr |
2.45%
85,962
|
$6,641,000 | 2.95% |
| Walmart Inc |
2.39%
12,858
|
$1,792,000 | 0.80% |
| Spdr Sp 500 Etf Tr |
2.97%
4,123
|
$1,769,000 | 0.79% |
| Janus Detroit Str Tr |
1.69%
34,580
|
$1,735,000 | 0.77% |
| Verizon Communications Inc |
17.06%
31,926
|
$1,724,000 | 0.77% |
| Invesco Exchange Traded Fd T |
14.06%
10,895
|
$1,632,000 | 0.72% |
| Att Inc |
4.16%
55,401
|
$1,496,000 | 0.66% |
| Chevron Corp. |
9.33%
14,607
|
$1,482,000 | 0.66% |
| ServisFirst Bancshares Inc |
No change
18,000
|
$1,400,000 | 0.62% |
| Tesla Inc |
4.29%
1,798
|
$1,394,000 | 0.62% |
| Berkshire Hathaway Inc. |
4.72%
4,973
|
$1,357,000 | 0.60% |
| CVS Health Corp |
3.83%
13,712
|
$1,164,000 | 0.52% |
| Vanguard World Fds |
1.57%
21,845
|
$3,093,000 | 1.37% |
| Shopify Inc |
3.94%
830
|
$1,125,000 | 0.50% |
| Spdr Ser Tr |
Closed
31,225
|
$1,585,000 | |
| Conocophillips |
1.23%
15,378
|
$1,042,000 | 0.46% |
| Vanguard Whitehall Fds |
7.26%
9,728
|
$1,005,000 | 0.45% |
| Johnson Johnson |
10.18%
6,189
|
$999,000 | 0.44% |
| Pfizer Inc. |
10.68%
23,060
|
$992,000 | 0.44% |
| Oneok Inc. |
0.96%
16,980
|
$985,000 | 0.44% |
| Disney Walt Co |
7.47%
5,772
|
$976,000 | 0.43% |
| Vanguard Charlotte Fds |
1.62%
16,793
|
$957,000 | 0.42% |
| Aspirational Consumer Lifest |
Closed
94,489
|
$943,000 | |
| Broadcom Inc |
5.15%
1,939
|
$940,000 | 0.42% |
| Vanguard Scottsdale Fds |
6.97%
31,820
|
$2,635,000 | 1.17% |
| Costco Whsl Corp New |
9.69%
2,041
|
$917,000 | 0.41% |
| Apollo Strategic Growth Capt |
0.53%
93,175
|
$909,000 | 0.40% |
| PPL Corp |
3.75%
31,825
|
$887,000 | 0.39% |
| Pepsico Inc |
1.20%
5,514
|
$829,000 | 0.37% |
| Ford Mtr Co Del |
19.41%
58,021
|
$822,000 | 0.36% |
| Alibaba Group Hldg Ltd |
42.11%
5,514
|
$816,000 | 0.36% |
| Ultra Clean Hldgs Inc |
Closed
15,050
|
$808,000 | |
| Moderna Inc |
86.77%
1,991
|
$766,000 | 0.34% |
| Vanguard Intl Equity Index F |
0.84%
21,293
|
$1,261,000 | 0.56% |
| Pershing Square Tontine Hldg |
11.77%
36,954
|
$728,000 | 0.32% |
| Bk Of America Corp |
1.65%
16,913
|
$718,000 | 0.32% |
| Procter And Gamble Co |
4.34%
5,119
|
$716,000 | 0.32% |
| Altria Group Inc. |
43.11%
15,572
|
$709,000 | 0.31% |
| Fidelity Covington Trust |
0.71%
24,848
|
$1,768,000 | 0.78% |
| Clough Global Equity Fd |
4.39%
47,600
|
$697,000 | 0.31% |
| Star Bulk Carriers Corp |
18.41%
28,720
|
$690,000 | 0.31% |
| Philip Morris International Inc |
2.39%
7,269
|
$689,000 | 0.31% |
| Boeing Co. |
0.72%
3,025
|
$665,000 | 0.30% |
| Emerson Elec Co |
1.08%
7,040
|
$663,000 | 0.29% |
| CDW Corp |
5.60%
3,475
|
$633,000 | 0.28% |
| Marathon Pete Corp |
0.01%
10,196
|
$630,000 | 0.28% |
| Merck Co Inc |
3.09%
8,341
|
$627,000 | 0.28% |
| Trade Desk Inc |
22.64%
8,804
|
$619,000 | 0.27% |
| First Tr Exchange-traded Fd |
23.10%
52,091
|
$2,951,000 | 1.31% |
| Sea Ltd |
3.20%
1,905
|
$607,000 | 0.27% |
| J P Morgan Exchange-traded F |
34.56%
10,025
|
$598,000 | 0.27% |
| Surgery Partners Inc |
Closed
8,850
|
$590,000 | |
| Citigroup Inc |
Closed
8,260
|
$584,000 | |
| Visa Inc |
16.29%
2,556
|
$569,000 | 0.25% |
| Cisco Sys Inc |
14.51%
10,123
|
$551,000 | 0.24% |
| Regions Financial Corp. |
Closed
26,805
|
$541,000 | |
| Dollar Gen Corp New |
0.24%
2,511
|
$533,000 | 0.24% |
| Cohen Steers Reit Pfd |
No change
20,700
|
$531,000 | 0.24% |
| Mcdonalds Corp |
13.46%
2,200
|
$530,000 | 0.24% |
| Tractor Supply Co. |
0.04%
2,544
|
$515,000 | 0.23% |
| International Business Machs |
4.27%
3,710
|
$515,000 | 0.23% |
| Ncino, Inc. |
45.96%
7,120
|
$506,000 | 0.22% |
| Invesco Activly Mangd Etc Fd |
4.43%
23,675
|
$498,000 | 0.22% |
| Wheels Up Experience Inc |
Opened
75,211
|
$496,000 | 0.22% |
| Aflac Inc. |
1.04%
9,476
|
$494,000 | 0.22% |
| Unitedhealth Group Inc |
20.79%
1,255
|
$490,000 | 0.22% |
| Raytheon Technologies Corporation |
3.13%
5,627
|
$484,000 | 0.21% |
| Global X Fds |
6.44%
21,781
|
$480,000 | 0.21% |
| Ark Etf Tr |
15.73%
16,094
|
$1,365,000 | 0.61% |
| Kraft Heinz Co |
Closed
11,694
|
$477,000 | |
| Proshares Tr |
18.50%
5,383
|
$477,000 | 0.21% |
| Etf Managers Grp Commdty Tr |
49.26%
13,181
|
$475,000 | 0.21% |
| Spdr Gold Tr |
33.46%
2,872
|
$472,000 | 0.21% |
| VanEck ETF Trust |
Opened
15,987
|
$471,000 | 0.21% |
| General Electric Co. |
Closed
34,988
|
$471,000 | |
| Snowflake Inc. |
22.82%
1,559
|
$471,000 | 0.21% |
| Physicians Rlty Tr |
0.00%
26,466
|
$466,000 | 0.21% |
| Wisdomtree Tr |
Closed
18,022
|
$453,000 | |
| NextEra Energy Inc |
0.59%
5,759
|
$452,000 | 0.20% |
| 3M Co. |
2.56%
2,552
|
$448,000 | 0.20% |
| Cohen Steers Infrastructur |
1.50%
16,411
|
$445,000 | 0.20% |
| Toyota Motor Corporation |
18.94%
2,493
|
$443,000 | 0.20% |
| Antares Pharma Inc |
No change
120,000
|
$437,000 | 0.19% |
| Oracle Corp. |
0.67%
4,968
|
$433,000 | 0.19% |
| Lam Research Corp. |
31.59%
760
|
$433,000 | 0.19% |
| Zim Integrated Shipping Serv |
Closed
9,486
|
$426,000 | |
| Medtronic Plc |
5.98%
3,333
|
$418,000 | 0.19% |
| Caterpillar Inc. |
13.55%
2,170
|
$417,000 | 0.19% |
| Global Ship Lease Inc |
Opened
17,460
|
$414,000 | 0.18% |
| Ishares Tr |
Opened
1,493
|
$412,000 | 0.18% |
| Honeywell International Inc |
5.21%
1,938
|
$411,000 | 0.18% |
| Cohen Steers Quality Incom |
1.10%
27,600
|
$411,000 | 0.18% |
| Signature Bk New York N Y |
Closed
1,675
|
$411,000 | |
| Veritiv Corp |
Closed
6,674
|
$410,000 | |
| fuboTV Inc. |
55.05%
16,747
|
$401,000 | 0.18% |
| PayPal Holdings Inc |
7.65%
1,534
|
$399,000 | 0.18% |
| Lockheed Martin Corp. |
5.70%
1,149
|
$397,000 | 0.18% |
| Vanguard Admiral Fds Inc |
0.13%
2,227
|
$397,000 | 0.18% |
| Spdr Ser Tr |
2.05%
7,180
|
$596,000 | 0.26% |
| Energy Transfer L P |
0.76%
40,514
|
$388,000 | 0.17% |
| Royal Bk Cda |
No change
3,900
|
$388,000 | 0.17% |
| Coca-Cola Co |
4.46%
7,359
|
$386,000 | 0.17% |
| Celsius Holdings Inc |
23.79%
4,256
|
$383,000 | 0.17% |
| Intel Corp. |
3.89%
7,133
|
$380,000 | 0.17% |
| Blackrock Science Technolo |
33.18%
7,285
|
$380,000 | 0.17% |
| Vaneck Vectors Etf Tr |
Closed
1,726
|
$378,000 | |
| Gabelli Equity Tr Inc |
11.86%
55,925
|
$372,000 | 0.17% |
| Allstate Corp (The) |
4.13%
2,874
|
$366,000 | 0.16% |
| Lightspeed Commerce Inc |
Opened
3,775
|
$364,000 | 0.16% |
| Southwest Airls Co |
Closed
6,818
|
$362,000 | |
| Eaton Corp Plc |
7.96%
2,416
|
$361,000 | 0.16% |
| Monday Com Ltd |
47.63%
1,106
|
$361,000 | 0.16% |
| Roku Inc |
17.43%
1,137
|
$356,000 | 0.16% |
| Union Pac Corp |
1.25%
1,786
|
$350,000 | 0.16% |
| Pacer Fds Tr |
7.05%
16,209
|
$566,000 | 0.25% |
| Poshmark, Inc. |
Closed
7,299
|
$348,000 | |
| Tandem Diabetes Care Inc |
7.93%
2,903
|
$347,000 | 0.15% |
| Phillips 66 |
12.20%
4,928
|
$345,000 | 0.15% |
| NetFlix Inc |
Opened
561
|
$342,000 | 0.15% |
| Marathon Oil Corporation |
16.84%
24,981
|
$341,000 | 0.15% |
| Amplify Etf Tr |
2.15%
7,590
|
$339,000 | 0.15% |
| Goldman Sachs Group, Inc. |
21.39%
891
|
$337,000 | 0.15% |
| Putnam Premier Income Tr |
No change
73,524
|
$336,000 | 0.15% |
| SVB Financial Group |
2.63%
518
|
$335,000 | 0.15% |
| Square Inc |
30.70%
1,392
|
$334,000 | 0.15% |
| Crowdstrike Holdings Inc |
18.18%
1,352
|
$332,000 | 0.15% |
| Duke Energy Corp. |
4.29%
3,329
|
$325,000 | 0.14% |
| Blackrock Enhanced Global Di |
1.30%
27,678
|
$324,000 | 0.14% |
| Uber Technologies Inc |
11.18%
7,219
|
$323,000 | 0.14% |
| TREX Co., Inc. |
Closed
3,141
|
$321,000 | |
| Oreilly Automotive Inc |
0.94%
525
|
$321,000 | 0.14% |
| General Electric Co. |
Opened
3,103
|
$320,000 | 0.14% |
| Twitter Inc |
No change
5,243
|
$317,000 | 0.14% |
| Select Sector Spdr Tr |
Closed
3,831
|
$315,000 | |
| Fedex Corp |
0.77%
1,434
|
$315,000 | 0.14% |
| Antero Midstream Corp |
1.62%
28,875
|
$301,000 | 0.13% |
| Axon Enterprise Inc |
No change
1,711
|
$299,000 | 0.13% |
| Intuit Inc |
Opened
554
|
$299,000 | 0.13% |
| Truist Finl Corp |
Opened
5,070
|
$297,000 | 0.13% |
| Microchip Technology, Inc. |
0.89%
1,937
|
$297,000 | 0.13% |
| QuantumScape Corporation |
Opened
11,985
|
$294,000 | 0.13% |
| Viacomcbs Inc |
Closed
6,494
|
$294,000 | |
| Comcast Corp New |
2.94%
5,253
|
$294,000 | 0.13% |
| Asana, Inc. |
Opened
2,829
|
$294,000 | 0.13% |
| Albemarle Corp. |
Opened
1,326
|
$290,000 | 0.13% |
| Salesforce.Com Inc |
Opened
1,044
|
$283,000 | 0.13% |
| Qualcomm, Inc. |
0.87%
2,195
|
$283,000 | 0.13% |
| Wesco International, Inc. |
42.63%
2,408
|
$278,000 | 0.12% |
| Charles Riv Labs Intl Inc |
Opened
669
|
$276,000 | 0.12% |
| Etf Managers Tr |
2.39%
4,505
|
$274,000 | 0.12% |
| American Tower Corp. |
0.10%
1,027
|
$273,000 | 0.12% |
| Texas Instrs Inc |
2.34%
1,421
|
$273,000 | 0.12% |
| Medical Pptys Trust Inc |
0.07%
13,542
|
$272,000 | 0.12% |
| Pioneer Nat Res Co |
4.94%
1,613
|
$269,000 | 0.12% |
| Lowes Cos Inc |
3.15%
1,310
|
$266,000 | 0.12% |
| Columbia Seligm Prem Tech Gr |
No change
8,061
|
$266,000 | 0.12% |
| Nike, Inc. |
3.23%
1,824
|
$265,000 | 0.12% |
| Air Prods Chems Inc |
0.68%
1,029
|
$264,000 | 0.12% |
| First Tr Exchange Traded Fd |
10.34%
2,135
|
$262,000 | 0.12% |
| Lululemon Athletica inc. |
1.08%
642
|
$260,000 | 0.12% |
| Kinder Morgan Inc |
Opened
15,442
|
$258,000 | 0.11% |
| Global E Online Ltd |
Closed
4,500
|
$257,000 | |
| Epam Sys Inc |
Opened
448
|
$256,000 | 0.11% |
| Paysafe Limited |
10.00%
33,000
|
$256,000 | 0.11% |
| Signet Jewelers Limited |
Closed
3,094
|
$250,000 | |
| Novavax, Inc. |
Opened
1,200
|
$249,000 | 0.11% |
| Nuveen Pfd Income Opportun |
No change
25,000
|
$248,000 | 0.11% |
| Discover Finl Svcs |
Closed
2,084
|
$247,000 | |
| Liberty All Star Equity Fd |
24.65%
28,695
|
$247,000 | 0.11% |
| Huntington Bancshares, Inc. |
8.35%
15,998
|
$247,000 | 0.11% |
| Chubb Limited |
Opened
1,419
|
$246,000 | 0.11% |
| Dlocal Ltd |
29.69%
4,500
|
$246,000 | 0.11% |
| Wells Fargo Co New |
Opened
5,263
|
$244,000 | 0.11% |
| Agnc Invt Corp |
5.27%
15,400
|
$243,000 | 0.11% |
| Peloton Interactive Inc |
Closed
1,924
|
$239,000 | |
| Nuveen Mun Value Fd Inc |
1.20%
21,127
|
$239,000 | 0.11% |
| Nova Measuring Instruments L |
Closed
2,316
|
$238,000 | |
| Charter Communications Inc N |
Opened
327
|
$238,000 | 0.11% |
| Invesco Exch Traded Fd Tr Ii |
Closed
1,967
|
$237,000 | |
| Synchrony Financial |
3.28%
4,853
|
$237,000 | 0.11% |
| BP plc |
Opened
8,620
|
$236,000 | 0.10% |
| Chemours Company |
Closed
6,723
|
$234,000 | |
| Valero Energy Corp. |
7.36%
3,297
|
$233,000 | 0.10% |
| OneMain Holdings Inc |
22.10%
4,212
|
$233,000 | 0.10% |
| Applied Matls Inc |
74.61%
1,809
|
$233,000 | 0.10% |
| Lincoln Natl Corp Ind |
No change
3,370
|
$232,000 | 0.10% |
| First Tr Exchange Traded Fd |
Opened
4,740
|
$231,000 | 0.10% |
| Motorola Solutions Inc |
0.80%
992
|
$230,000 | 0.10% |
| Ishares Tr |
Closed
8,892
|
$656,000 | |
| Lennar Corp. |
11.75%
2,442
|
$229,000 | 0.10% |
| iHeartMedia, Inc. |
Closed
8,480
|
$228,000 | |
| Annaly Capital Management In |
25.71%
27,045
|
$228,000 | 0.10% |
| Slack Technologies Inc |
Closed
5,100
|
$226,000 | |
| Equinix Inc |
6.34%
285
|
$225,000 | 0.10% |
| Westlake Chem Corp |
Closed
2,500
|
$225,000 | |
| Weyerhaeuser Co Mtn Be |
81.28%
6,262
|
$223,000 | 0.10% |
| Deere Co |
49.39%
664
|
$222,000 | 0.10% |
| Public Storage |
0.41%
743
|
$221,000 | 0.10% |
| Target Corp |
21.75%
968
|
$221,000 | 0.10% |
| Spdr Dow Jones Indl Average |
13.33%
650
|
$220,000 | 0.10% |
| General Mtrs Co |
Closed
3,660
|
$217,000 | |
| Herc Holdings Inc |
Closed
1,934
|
$217,000 | |
| Alcoa Corp |
Closed
5,852
|
$216,000 | |
| Vanguard Index Fds |
Closed
910
|
$216,000 | |
| Prudential Finl Inc |
Opened
2,049
|
$216,000 | 0.10% |
| Fidus Invt Corp |
Closed
12,685
|
$216,000 | |
| Soliton, Inc. |
Closed
9,556
|
$215,000 | |
| Enterprise Prods Partners L |
16.98%
9,958
|
$215,000 | 0.10% |
| Capital One Finl Corp |
60.56%
1,313
|
$213,000 | 0.09% |
| ONE Gas Inc |
Closed
2,876
|
$213,000 | |
| Micron Technology Inc. |
Opened
2,984
|
$212,000 | 0.09% |
| Bristol-Myers Squibb Co. |
Closed
3,170
|
$212,000 | |
| American Express Co. |
Closed
1,285
|
$212,000 | |
| Aurinia Pharmaceuticals Inc |
Opened
9,450
|
$209,000 | 0.09% |
| EBay Inc. |
Opened
2,970
|
$207,000 | 0.09% |
| Lilly Eli Co |
No change
894
|
$207,000 | 0.09% |
| Nucor Corp. |
Closed
2,160
|
$207,000 | |
| Jacobs Engr Group Inc |
Closed
1,542
|
$206,000 | |
| Crown Castle Intl Corp New |
0.34%
1,180
|
$205,000 | 0.09% |
| Steel Dynamics Inc. |
Closed
3,428
|
$204,000 | |
| First Tr Exchange Traded Fd |
Closed
4,663
|
$204,000 | |
| Enbridge Inc |
0.25%
5,133
|
$204,000 | 0.09% |
| Thermo Fisher Scientific Inc. |
Opened
355
|
$203,000 | 0.09% |
| Ryder Sys Inc |
Closed
2,717
|
$202,000 | |
| Penn Natl Gaming Inc |
Closed
2,619
|
$200,000 | |
| Arcimoto Inc |
Closed
11,500
|
$198,000 | |
| Sprott Physical Gold Silve |
9.27%
10,775
|
$185,000 | 0.08% |
| Virtus Dividend Interest P |
No change
11,400
|
$169,000 | 0.08% |
| Eaton Vance Tax-managed Glob |
No change
14,815
|
$148,000 | 0.07% |
| Blackrock Floating Rate Inco |
No change
10,250
|
$137,000 | 0.06% |
| Cinedigm Corp |
64.11%
51,196
|
$129,000 | 0.06% |
| Brookdale Sr Living Inc |
No change
19,500
|
$123,000 | 0.05% |
| Moneygram International Inc. |
7.41%
14,500
|
$116,000 | 0.05% |
| Gabelli Multimedia Tr Inc |
Opened
10,693
|
$98,000 | 0.04% |
| Clear Channel Outdoor Hldgs |
Closed
35,000
|
$92,000 | |
| Renovorx Inc |
Opened
11,100
|
$67,000 | 0.03% |
| MICT Inc |
Closed
21,100
|
$49,000 | |
| Denison Mines Corp |
18.05%
32,335
|
$48,000 | 0.02% |
| Gamco Global Gold Nat Res |
No change
12,000
|
$45,000 | 0.02% |
| Energous Corp |
1.44%
21,150
|
$44,000 | 0.02% |
| Allena Pharmaceuticals Inc |
100.00%
40,000
|
$36,000 | 0.02% |
| Checkpoint Therapeutics Inc |
No change
10,000
|
$33,000 | 0.01% |
| Genius Brands International Inc |
Closed
11,590
|
$21,000 | |
| Nokia Corp |
No change
2,750
|
$15,000 | 0.01% |
| No transactions found | |||
| Showing first 500 out of 268 holdings | |||