Fairview Constitution Management Iv LLC (West Hartford)


Fairview Constitution Management Iv LLC is a large advisory firm based in West Hartford. It manages $150.75 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of Connecticut.

Fairview Constitution Management Iv provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fairview Constitution Management Iv: assets under management

The assets under management (AUM) of Fairview Constitution Management Iv LLC is $150.75 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $150.75 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $150.75 million each.
Fairview Constitution Management Iv has custody of $3.77 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fairview Constitution Management Iv LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Fairview Constitution Management Iv serves?

The only and largest group of clients of Fairview Constitution Management Iv is pooled investment vehicles with 1 clients and $150.75 million of assets under management. Among the 11 most similar advisory firms, Fairview Constitution Management Iv has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $150.75 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Fairview Constitution Management Iv also advises several private funds. Namely, five venture capital funds. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.

Careers at Fairview Constitution Management Iv LLC

The company employs 26 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Joann Harris Price Owner, president, fairview capital partners, inc 1 Sep 1994 50% - 75% 4373639
Laurence Cornelius Morse Owner, ceo, fairview capital partners, inc. 1 Sep 1994 50% - 75% 4359573
Edwin Samuel Shirley Officer, fairview capital partners, inc. 1 Jun 1998 Other 2677021
Matthew Anthony Schaefer Officer, fairview capital partners, inc. 1 Apr 1999 Other 4377854
Howard Ansel Halligan Senior advisor, fairview capital partners, inc. 1 Oct 1999 Other 234473
Rebecca Simas Connolly Officer, fairview capital partners, inc. 1 Jan 2004 Other 4847141
Inc. Fairview Capital Partners Member, fairview constitution management llc 1 May 2004 75% - 100% 161258
Laurence Cornelius Morse Member, fairview consitution management ii, llc 1 Feb 2005 Other 4359573
Matthew Anthony Schaefer Member, fairview constitution management ii, llc 1 Feb 2005 Other 4377854
Rebecca Simas Connolly Member, fairview constitution management ii, llc 1 Feb 2005 Other 4847141
Edwin Samuel Shirley Member, fairview constitution management ii, llc 1 Feb 2005 Other 2677021
Inc. Fairview Capital Partners Member, fairview constitution management ii, llc 1 Feb 2005 Other 161258
Joann Harris Price Member, fairview constitution management ii, llc 1 Feb 2005 Other 4373639
Howard Ansel Halligan Member, fairview constitution management ii, llc 1 Feb 2005 Other 234473
Laurence Cornelius Morse Member, fairview constitution management iii, llc 1 Mar 2007 Other 4359573
Matthew Anthony Schaefer Member, fairview constitution management iii, llc 1 Mar 2007 Other 4377854
Rebecca Simas Connolly Member, fairview constitution management iii, llc 1 Mar 2007 Other 4847141
Edwin Samuel Shirley Member, fairview constitution management iii, llc 1 Mar 2007 Other 2677021
Inc. Fairview Capital Partners Member, fairview constitution management iii, llc 1 Mar 2007 Other 161258
Joann Harris Price Member, fairview constitution management iii, llc 1 Mar 2007 Other 4373639
Joann Harris Price Member, fairview constitution management iv, llc 1 Sep 2011 Other 4373639
Laurence Cornelius Morse Member, fairview constitution management iv, llc 1 Sep 2011 Other 4359573
Matthew Anthony Schaefer Member, fairview constitution management iv, llc 1 Sep 2011 Other 4377854
Rebecca Simas Connolly Member, fairview constitution management iv, llc 1 Sep 2011 Other 4847141
Edwin Samuel Shirley Member, fairview constitution management iv, llc 1 Sep 2011 Other 2677021
Inc. Fairview Capital Partners Member, fairview constitution management iv, llc 1 Sep 2011 Other 161258
Douglas George Boains Cfo/coo, fairview capital partners, inc. 1 Nov 2011 Other 4877699
Kolawole Olofinboba Member, fairview constitution management iv, llc 1 Nov 2011 Other 6004607
Kolawole Ayodeji Olofinboba Member, fairview constitution management iv, llc 1 Nov 2011 Other 6004607
Joann Harris Price Member 1 Nov 2011 Other 4373639
Laurence Cornelius Morse Member 1 Nov 2011 Other 4359573
Matthew Anthony Schaefer Member 1 Nov 2011 Other 4377854
Rebecca Simas Connolly Member 1 Nov 2011 Other 4847141
Edwin Samuel Shirley Member 1 Nov 2011 Other 2677021
Inc. Fairview Capital Partners Member 1 Nov 2011 Other 06-1411525
Edwin Samuel Shirley Senior advisor, fairview capital partners, inc. 1 Jan 2015 Other 2677021
Kolawole Olofinboba Managing partner, fairview capital partners, inc. 1 Jan 2015 Other 6004607
Crystal Floyd Chief compliance officer/assistant controller, fairview capital partners, inc. 1 Jan 2015 Other 5198113
Kolawole Ayodeji Olofinboba Managing partner, fairview capital partners, inc. 1 Jan 2015 Other 6004607
Crystal Denise Floyd Chief compliance officer/assistant controller, fairview capital partners, inc. 1 Jan 2015 Other 5198113
Alan Isaac Mattamana Officer, fairview capital partners, inc. 1 Jan 2016 Other 3267445
Inc. Fairview Capital Partners Member, fairview constitution management v, llc 1 Dec 2016 Other 161258
Laurence Cornelius Morse Member, fairview consitution management v, llc 1 Dec 2016 Other 4359573
Joann Harris Price Member, fairview consitution management v, llc 1 Dec 2016 Other 4373639
Kolawole Ayodeji Olofinboba Member, fairview constitution management v, llc 1 Dec 2016 Other 6004607
Alan Isaac Mattamana Member, fairivew consitution management v, llc 1 Dec 2016 Other 3267445
Douglas George Boains Member, fairview consitution management v, llc 1 Dec 2016 Other 4877699
Cynthia Hsun Hui Tseng Officer, fairview capital partners, inc 1 Jul 2017 Other 2927102
Aakar R Vachhani Officer, fairview capital partners, inc 1 Feb 2018 Other 5050702

Based in West Hartford

The principal office where Fairview Constitution Management Iv LLC performs its advisory services is located at 75 Isham Road, West Hartford, CT 06107, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 860-674-8066 or by fax 860-678-5108. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at fairviewcapital.com.