Case Pearlman Retirement Plan Advisors, LLC (Fort Myers)

Name: Case Pearlman Retirement Plan Advisors, LLC
Address: 12140 Carissa Commerce Court, Fort Myers, FL, 33966
Telephone: 239-482-8002

Case Pearlman Retirement Plan Advisors, LLC is a pension cosultant based in Fort Myers. It manages $375.5 million of regulatory assets for 54 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Florida, North Carolina, and Texas.

Case Pearlman Retirement Plan Advisors provides pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Case Pearlman Retirement Plan Advisors: assets under management

The assets under management (AUM) of Case Pearlman Retirement Plan Advisors, LLC is $375.5 million. The firm's AUM has grown by 85% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $347.11 million in discretionary accounts and $28.39 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.08 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $5.68 million.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Case Pearlman Retirement Plan Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Case Pearlman Retirement Plan Advisors serves?

The only and largest group of clients of Case Pearlman Retirement Plan Advisors is pension and profit sharing plans with 54 clients and $375.5 million of assets under management. Among the 6 most similar advisory firms, Case Pearlman Retirement Plan Advisors has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $375.5 million for 54 clients. None of the firm’s clients are foreign persons or businesses.

Case Pearlman Retirement Plan Advisors doesn't advise any private funds.

Careers at Case Pearlman Retirement Plan Advisors, LLC

The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Dewey Case	Managing member	1 Apr 2011	Other	1765158
Dennis Marc Pearlman	Managing member/president & chief compliance officer	1 Apr 2011	Other	4665022
Llc Case Pearlman Holdings	Parent company	1 Apr 2011	75% - 100%	45-1579078

Based in Fort Myers

The principal office where Case Pearlman Retirement Plan Advisors, LLC performs its advisory services is located at 12140 Carissa Commerce Court, Fort Myers, FL 33966, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 239-482-8002 or by fax 239-482-8243. The normal business hours are 8:30am to 4:30pm on Monday - Friday. You can find more information about the New York firm at casepearlman.com.