Nancy Abrams & Associates, Inc. (Beverly Hills)


Nancy Abrams & Associates, Inc. is a large advisory firm based in Beverly Hills. It manages $129.67 million of regulatory assets for 258 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Nancy Abrams & Associates provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Nancy Abrams & Associates: assets under management

The assets under management (AUM) of Nancy Abrams & Associates, Inc. is $129.67 million. The firm's AUM has grown by 13% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $128.97 million in discretionary accounts and $707.1 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $507.75 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $176.78 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nancy Abrams & Associates, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nancy Abrams & Associates, Inc.

Nancy Abrams has been acting as President since 1 Aug 1999. Susan Barg Factor joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Nancy Abrams President 1 Aug 1999 75% - 100% 1511131
June Ellen Wynbrandt Chief compliance officer 1 Jan 2003 Other 4864579
Susan Barg Factor Chief compliance officer 1 Jan 2005 Other 4864579

Based in Beverly Hills

The principal office where Nancy Abrams & Associates, Inc. performs its advisory services is located at 9465 Wilshire Blvd., Suite 450, Beverly Hills, CA 90212, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-385-7706 or by fax 310-385-7703. The normal business hours are 9am-4pm on Monday - Friday.