Silvia Mccoll Wealth Management LLC (San Diego)

Silvia Mccoll Wealth Management LLC is a large advisory firm based in San Diego. It manages $140.76 million of regulatory assets for 221 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of California and Texas.

Silvia Mccoll Wealth Management provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Silvia Mccoll Wealth Management: assets under management

The assets under management (AUM) of Silvia Mccoll Wealth Management LLC is $140.76 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $140.76 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $636.94 thousand each.

Silvia Mccoll Wealth Management has custody of $41.4 million in cash and securities for 45 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 39% of the total AUM. The second-largest asset type is investment and business development companies, which make up 32% of the firm’s portfolio. Investments in cash and cash equivalents form 24% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Silvia Mccoll Wealth Management LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Silvia Mccoll Wealth Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Silvia Mccoll Wealth Management is high net worth individuals with 35 clients and $101.1 million of assets under management. Among the 9 most similar advisory firms, Silvia Mccoll Wealth Management has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $122.23 million for 94 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Silvia Mccoll Wealth Management doesn't advise any private funds.

Careers at Silvia Mccoll Wealth Management LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
William Gregory Mccoll	Managing partner and chief compliance officer	1 Apr 2018	50% - 75%	1930495
Brandon Glenn Silvia	Managing partner	1 Apr 2018	50% - 75%	6239135

Based in San Diego

The principal office where Silvia Mccoll Wealth Management LLC performs its advisory services is located at 402 W. Broadway, San Diego, CA 92101, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (619) 637-9920. The normal business hours are 8:00 am - 4:00 pm on Monday - Friday.