Ota Advisors LLC is a large advisory firm based in Purchase. It manages $45.79 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of New York.
Ota Advisors provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Ota Advisors LLC is $45.79 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 20% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Ota Advisors LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Steven Todd Ruoff has served as the Chief Investment Officer since 1 Jul 2003. John Arthur Hanratty joined the executive team most recently as the Chief Compliance Officer.
The principal office where Ota Advisors LLC performs its advisory services is located at 1 Manhattanville Road, Purchase, NY 10577, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 914-694-4066 or by fax 914-694-6341. The normal business hours are 9-5 on Monday - Friday.