Lyxor Asset Management Inc. (New York)


Lyxor Asset Management Inc. is a large advisory firm based in New York. It manages $41.31 billion of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of New York.

Lyxor Asset Management provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lyxor Asset Management: assets under management

The assets under management (AUM) of Lyxor Asset Management Inc. is $41.31 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1643% since the beginning of its operation, and $41.31 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $41.31 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.3 billion each.
Lyxor Asset Management has custody of $41.31 billion in cash and securities for 18 clients in total and its related person acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lyxor Asset Management Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Francois Oliver Barthelemy serves?

The only and largest group of clients of Francois Oliver Barthelemy is pooled investment vehicles with 18 clients and $41.31 billion of assets under management. Among the 8 most similar advisory firms, Lyxor Asset Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $41.31 billion for 18 clients. 95% of the firm’s clients are foreign persons or businesses.

Lyxor Asset Management also advises several private funds. Namely, nineteen hedge funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $150,000,000.

Careers at Lyxor Asset Management Inc.

The company employs 36 people that are either part- or full-time employees. 17 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Francois Oliver Barthelemy has been acting as President since 1 Mar 2010. Jason Hubschman joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Lyxor Asset Management Holding Corporation Holding corporation 1 Sep 1999 75% - 100% 13-4102450
Lior Segev Chief legal & chief compliance officer/secretary 1 Mar 2006 Other 5118871
Edward Walter Piekarski Chief financial officer/controller 1 Mar 2009 Other 4381482
Lionel Erdely Chief executive officer/director 1 Apr 2009 Other 5659707
Carl Morgan Eifler Chief operating officer 1 Apr 2009 Other 814304
Francois Oliver Barthelemy Director 1 Mar 2010 Other 2382743
Laurent Sayer Director 1 Mar 2010 Other 5780483
Laurent Seyer Director 1 Mar 2010 Other 5780483
Lior Segev Chief administrative officer & chief legal counsel 1 May 2011 Other 5118871
Gary Lamont Beckham Chief compliance officer 1 May 2011 Other 4350387
Ines De Dinechin Director 1 Mar 2012 Other 6047004
Lior Segev Acting chief executive officer, chief administrative officer & chief legal officer 1 Oct 2013 Other 5118871
Lionel Paquin Chief executive officer of parent company 1 Feb 2014 Other 6304620
Lionel Paquin Chairman of the board of directors, ceo of parent company 1 Apr 2014 Other 6304620
Lior Segev Director, acting chief executive officer, chief administrative officer & chief legal officer 1 Apr 2014 Other 5118871
Nathanael Benzaken Chief executive officer, director 1 Aug 2014 Other 5068553
Lior Segev Chief administrative officer & chief legal officer 1 Aug 2014 Other 5118871
Jason Matthew Hoberman General counsel, secretary 1 Sep 2014 Other 6391857
Lior Segev Chief administrative officer 1 Sep 2014 Other 5118871
David Isaac Held Chief compliance officer 1 Dec 2014 Other 5765381
Darren Jacob Edelstein General counsel, secretary 1 Dec 2016 Other 6761638
Pierre Lionel Osterrath Director 1 Dec 2016 Other 6546592
Slawomir Krupa Director 1 Dec 2016 Other 6565700
Andrew Fletcher William Dabinett Chief executive officer, director 1 Aug 2018 Other 1642462
Jason Hubschman Chief operating officer 1 Nov 2018 Other 2632600

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Societe Generale S.A. Parent of lyxor asset management s.a.s. 1 Jan 1999 75% - 100% 521128875
Societe Generale Parent of lyxor asset management s.a. 1 Jan 1999 75% - 100% 521128875
Lyxor Asset Management S.A.S. Parent of lyxor asset management holding corp. and indirect parent of lyxor asset management inc. 1 Sep 2009 75% - 100% foreign
Lyxor Asset Management S.A. Parent of lyxor asset management holding corp. 1 Sep 2009 75% - 100% foreign

Based in New York

The principal office where Lyxor Asset Management Inc. performs its advisory services is located at 1251 Avenue Of The Americas, New York, NY 10020, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-205-4100 or by fax 212-205-4151. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at lyxor-us.com.