Plan Strategies Inc (Denver)


Plan Strategies Inc is a pension cosultant based in Denver. It manages $205.86 million of regulatory assets for 115 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Colorado, Louisiana, Minnesota, and Texas.

Plan Strategies provides pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Plan Strategies: assets under management

The assets under management (AUM) of Plan Strategies Inc is $205.86 million. The firm's AUM has grown by 33% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $122.96 million in discretionary accounts and $82.9 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.32 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $3.77 million.

Investments

The firm invests in investment and business development companies the most. They account for 84% of the total AUM. The second-largest asset type is exchange traded securities, which make up 9% of the firm’s portfolio. Investments in cash and cash equivalents form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Plan Strategies Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Jerrod Allen Weiss serves?

The only and largest group of clients of Jerrod Allen Weiss is pension and profit sharing plans with 115 clients and $205.86 million of assets under management. Among the 10 most similar advisory firms, Plan Strategies has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $205.86 million for 115 clients. None of the firm’s clients are foreign persons or businesses.

Plan Strategies doesn't advise any private funds.

Careers at Plan Strategies Inc

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Jerrod Allen Weiss has been acting as President since 1 Feb 2018. Matthew Anthony Annalora joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Joseph Daniel Mcquillen President, director 1 Jul 1998 25% - 50% 330401
Paula Louise Mcquillen Vice president, director 1 Jul 1998 25% - 50% 4375191
Lincoln Trust Company Owner 1 May 2012 75% - 100% 61-1607607
Inc. Robert Beriault Holdings Owner 1 Oct 2012 75% - 100% 26-2886078
Kimberly Ann Gotham Cco, vice president 1 Sep 2017 Other 6861662
Burke Randall Johnson Coo, president 1 Dec 2017 Other 2906869
Jerrod Allen Weiss Director 1 Feb 2018 Other 5350053
Matthew Anthony Annalora Director 1 Feb 2018 Other 2157226

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Robert Harvey Beriault Owner 1 Dec 2009 75% - 100% 1672761
Inc. Robert Beriault Holdings Owner 1 Dec 2009 75% - 100% 26-2886078

Based in Denver

The principal office where Plan Strategies Inc performs its advisory services is located at 1675 Broadway, Denver, CO 80202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-658-3500 or by fax 303-658-3136. The normal business hours are 7:30 am - 4:00 pm on Monday - Friday. You can find more information about the New York firm at planstrategies.com/.