Hochman & Baker Investment Advisory Services, Inc (Northbrook)


Hochman & Baker Investment Advisory Services, Inc is a large advisory firm based in Northbrook. It manages $113.98 million of regulatory assets for 252 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, California, District of Columbia, and 14 other states.

Hochman & Baker Investment Advisory Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Hochman & Baker Investment Advisory Services: assets under management

The assets under management (AUM) of Hochman & Baker Investment Advisory Services, Inc is $113.98 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hochman & Baker Investment Advisory Services, Inc for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Hochman & Baker Investment Advisory Services, Inc

Thomas Wayne Crawford has been acting as President since 1 Dec 1999. Kevin Barry Frawley joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Joel Leonard Hochman Vice president & director 1 Sep 1986 Other 1251759
Glenn Allen Baker President & director 1 Sep 1986 Other 1326817
Inc. Hochman & Baker Parent company 1 Sep 1986 75% - 100% 36-346683
Thomas Wayne Crawford Director 1 Dec 1999 Other 1639120
Bryant Willis Kirk Director 1 Dec 1999 Other 1049653
Kevin Barry Frawley Director 1 Jun 2000 Other 2067454

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
The Prudential Insurance Company Of America Ultimate parent 1 Dec 1999 75% - 100% 22-1211670

Based in Northbrook

The principal office where Hochman & Baker Investment Advisory Services, Inc performs its advisory services is located at 425 Huehl Rd, Northbrook, IL 60062 2322, which is also the mailing address of the firm. An additional office of the firm is in Skokie, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 847-564-4244 or by fax 847-564-8754. The normal business hours are 9:00 a.m.-5:00 p.m. on Monday - Friday.