London Pacific Advisory Services Inc. (Sacramento)


London Pacific Advisory Services Inc. is a large advisory firm based in Sacramento. It manages $3.44 billion of regulatory assets for 13,579 client accounts. It has been registered with the SEC as an adviser since 2000 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

London Pacific Advisory Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and market timing services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

London Pacific Advisory Services: assets under management

The assets under management (AUM) of London Pacific Advisory Services Inc. is $3.44 billion. The firm's AUM has grown by 247% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay London Pacific Advisory Services Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at London Pacific Advisory Services Inc.

John Bruce Waymire has been acting as President since 1 Sep 1996. Dianna Lyn Zentner has served as the Chief Investment Officer since 1 Jun 2003. Scott William Rankin joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Timothy Lee Brown Cfo,secty, treas 1 Sep 1996 Other 1979354
David Lee Ruff Executive vice president 1 Sep 1996 Other 1955209
Inc. Lp Advisors Parent corporation 1 Sep 1996 75% - 100% 91-1765200
John Bruce Waymire Director 1 Sep 1996 Other 865626
Dianna Lyn Zentner Senior vice president 1 Jan 1997 Other 1953318
Michael James Mayer Chairman, director, ceo 1 Jan 2000 Other 1792297
Lawrence Howard Wolf Coo 1 Jun 2000 Other 1580309
Jonelle Marie Schurr Stenson Cfo, secretary, treasurer 1 Jun 2001 Other 2081737
Jonelle Marie Stenson Cfo 1 Jun 2001 Other 2081737
Jerry Toshio Tamura President 1 Nov 2001 Other 2417921
George Carl Nicholson Ceo 1 Feb 2002 Other 2567005
John Bruce Waymire President,director 1 Jul 2002 Other 865626
Sungard Business Systems Inc. Parent corporation 1 Jun 2003 75% - 100% 59-1086117
Dianna Lyn Zentner Chief investment officer 1 Jun 2003 Other 1953318
Michael William Winkel Coo 1 Jun 2003 Other 4506086
Scott William Rankin Chief compliance officer 1 Jun 2004 Other 4808157

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Sungard Data Systems Inc. Shareholder 1 Sep 1986 75% - 100% 51-0267091
Inc. Sungard Investment Ventures Shareholder 1 Sep 1995 75% - 100% 51-0297001
Arthur Irwin Trueger Shareholder, ultimate parent corp. 1 Sep 1996 75% - 100% 1202976
Nominal Ltd Acct Lp Option Trust Shareholder, ultimate parent 1 Sep 1996 25% - 50% foreign
London Pacific Group Limited Parent corporation 1 Sep 1996 75% - 100% foreign

Based in Sacramento

The principal office where London Pacific Advisory Services Inc. performs its advisory services is located at 2399 Gateway Oaks Drive, Suite 200, Sacramento, CA 95833, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 916-288-6400 or by fax 916-288-6500. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at saiadvisors.com.

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