Frank Russell Capital Inc. (Tacoma)

Name: Frank Russell Capital Inc.
Address: 909 A Street, Tacoma, WA, 98402
Telephone: 253-572-9500

Frank Russell Capital Inc. is a large advisory firm based in Tacoma. It manages $4.71 billion of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, Florida, Illinois, and 7 other states.

Frank Russell Capital provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Frank Russell Capital: assets under management

The assets under management (AUM) of Frank Russell Capital Inc. is $4.71 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1110% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.71 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $588.56 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Frank Russell Capital Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Frank Russell Capital Inc.

Michael John Phillips has been acting as President since 1 Nov 1994. Brenda Mary Ballinger joined the executive team most recently as the Senior Finance Officer And Treasurer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Karl John Ege	General counsel, secretary	1 Nov 1994	Other	xxx-xx-xxxx
John David Griswold	Associate general counsel, assistant secretary	1 Nov 1994	Other	2022655
Linda Lee Gutmann	Cfo, treasurer	1 Nov 1994	Other	1600583
Frank Russell Company	Corporate parent	1 Nov 1994	75% - 100%	91-1175091
Michael John Phillips	Director	1 Nov 1994	Other	2416008
Harold Frederick Strong	Managing director / director / president ceo	1 Nov 1994	Other	1007320
Bruce James Rohrbacher	Director, compliance and internal audit	1 Feb 1997	Other	1433467
P Craig Ueland	Coo of frank russell company	1 Jan 1998	Other	4186895
Thomas Frank Iv Hanly	Cfo of frank russell company	1 Oct 1999	Other	2633567
P Craig Ueland	President, coo of frank russell company	1 Jul 2003	Other	4186895
Kristin Louise Gaerttner	Chief compliance officer	1 Jun 2004	Other	2702134
Harold Frederick Strong	Managing director, alternative investments	1 Jul 2004	Other	1007320
H Paul Jr Reynolds	Chairman of the board, managing director - inst. investment services	1 Jul 2004	Other	1741390
Bryan J Weeks	President & managing director - relationship management, director	1 Jul 2004	Other	2525879
Brian Golob	Director	1 Jul 2004	Other	4716007
Brian C. Golob	Assistant secretary, director - business operations, institutional investment services, director	1 Jul 2004	Other	4716007
Richard Mcentee	Chief compliance officer - ia matters	1 Oct 2004	Other	xxx-xx-xxxx
H Paul Jr Reynolds	President & managing director - institutional investor services, director	1 Apr 2005	Other	1741390
Robert Thomas Werner	Managing director - russell implementation services, director	1 Apr 2005	Other	2661924
Deedra S Walkey	Secretary and us general counsel	1 Jan 2006	Other	5108807
Brenda Mary Ballinger	Senior finance officer and treasurer	1 Feb 2006	Other	4947124

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
The Northwestern Mutual Life Insurance Company	Corporate parent	1 Jan 1999	75% - 100%	39-0509570
The Northwestern Mutual Insurance Company	Corporate parent	1 Jan 1999	75% - 100%	39-0509570

Based in Tacoma

The principal office where Frank Russell Capital Inc. performs its advisory services is located at 909 A Street, Tacoma, WA 98402 The mailing address of the firm is P.O. Box 1616, Tacoma, WA 98402 1616. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 253-572-9500 or by fax 253-591-3495. The normal business hours are 8:00 am - 5:00 pm pst on Monday - Friday. You can find more information about the New York firm at www.russell.com.