Harvey Investment Company, LLC is a large advisory firm based in Louisville. It manages $620.58 million of regulatory assets for 242 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Colorado, Florida, and 6 other states.
Harvey Investment Company provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Harvey Investment Company, LLC is $620.58 million. The firm's AUM has grown by 347% since the beginning of its operation, and $3.48 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Harvey Investment Company, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Samuel Castleman Harvey is high net worth individuals with 143 clients and $538.57 million of assets under management. Among the 13 most similar advisory firms, Harvey Investment Company has the 5th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $607.75 million for 165 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Harvey Investment Company doesn't advise any private funds.
The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Samuel Castleman Harvey has been acting as President since 1 Oct 2000. Llc Thl Equity Fund Vii Investors (Ht) joined the executive team most recently as the Owner.
The principal office where Harvey Investment Company, LLC performs its advisory services is located at 297 North Hubbards Lane, Louisville, KY 40207, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 502-339-8270 or by fax 502-339-9617. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at harveyinvestment.com.